Elgethun Capital Management

SEC-regulated
Registered investment advisor
Elgethun Capital Management is an investment advisor firm based in Sioux Falls, SD, established in September 2003. The firm offers asset management services, advisory services to pooled investment vehicles, and consultation services for an hourly rate. Elgethun Capital Management specializes in providing continuous and ongoing supervision over client accounts, with a focus on individual equities, corporate and government bonds, and equity/bond mutual funds. The firm's investment strategy includes long-term purchases, short-term purchases, margin transactions, option writing, and tactical asset allocation. Clients of Elgethun Capital Management are required to have a minimum initial investment of $1,000,000, which may be waived at the firm's discretion. The fee structure includes a percentage of assets under management, hourly consultation fees, and fees based on the size of the account and work involved. The firm does not offer services through traditional wrap-fee management programs. Elgethun Capital Management acts as a fiduciary, placing clients' interests ahead of its own, and follows a Code of Ethics to ensure fair and ethical practices. The firm has investment discretion over client accounts and may aggregate trades for better execution. Elgethun Capital Management also handles proxy voting on behalf of clients and maintains strict data security and privacy measures in compliance with federal regulations.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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