Acap Asset Management, Inc.

ACap Asset Management, Inc., established in 2009, is a California-based registered investment adviser dedicated to providing a range of investment advisory services. As a fiduciary, the firm prioritizes acting in the best interest of clients. Services offered include Asset Management, Financial Planning & Consulting, and Retirement Plan Consulting. Asset Management involves creating tailored portfolios of various securities, continuously monitoring and rebalancing as needed. Financial Planning services cover areas such as Investment, Retirement, Estate, and Tax Planning. Retirement Plan Consulting assists employers in managing participant-directed retirement plans. The firm manages $218,036,541 in assets as of December 31, 2024, with fees based on a percentage of assets under management. Clients can expect transparent fee structures, with fees billed quarterly based on account values. ACap Asset Management, Inc. does not charge performance-based fees and offers investment discretion to clients. The firm does not accept proxy authority to vote client securities and does not receive soft dollars beyond what is allowed by regulations. Clients have the option to direct brokerage to a specific broker, with the firm recommending Charles Schwab & TD Ameritrade. The firm's Chief Compliance Officer reviews accounts regularly to ensure alignment with client objectives and market conditions. No disciplinary events or financial issues are reported.