Jay A. Fishman, Ltd

Jay A. Fishman, Ltd. is an independent investment advisor founded in April 1970, providing fee-based investment counseling services to high net worth individuals, families, corporations, and charitable institutions. The firm manages discretionary client assets totaling $1,119,753,340 as of December 31, 2024. Their investment philosophy focuses on wealth preservation and long-term growth of capital, emphasizing independent fundamental research to select individual securities tailored to each client's unique investment objectives. The firm's portfolio management team consists of Fiduciaries and SEC Registered Investment Advisors, who utilize fundamental research for investment selection. Jay A. Fishman, Ltd. does not invest in packaged products or model portfolios, generally avoiding mutual funds unless directed by clients. The firm charges investment management fees based on a tiered structure: 1.00% of the first $1,000,000, 0.75% for the next $1,000,000 - $5,000,000, and 0.50% for amounts exceeding $5 million. Clients are provided with regular portfolio reviews and reports, and the firm does not engage in performance-based fees or side by side management. Jay A. Fishman, Ltd. does not compensate for client referrals and does not take custody of client assets, which are held by broker-dealers and bank trust departments. Clients receive official account statements from custodians, and the firm encourages clients to reconcile these statements with reports provided by Jay A. Fishman, Ltd. The firm exercises investment discretion with client authorization and assists clients with proxy voting upon request.