Warburton Capital Management, LLC

Warburton Capital Management, LLC, established in 2006, is a registered investment advisor specializing in personalized investment advisory services, asset management, and financial planning. The firm, led by majority owner Thomas K. Warburton, operates under the U.S. Securities and Exchange Commission since 2013. As fiduciaries, they are committed to acting in clients' best interests, providing services such as continuous asset management and financial planning, including pension plan consulting. Clients' assets, totaling $701.1 million as of January 30, 2025, are managed on a discretionary basis, with fees ranging from 0.30% to 1.25% based on the account value. The firm primarily recommends mutual funds and ETFs, following a passive investment methodology. Clients have the ability to impose restrictions on their accounts, and the firm reviews managed accounts quarterly. Warburton Capital Management has a business continuity plan in place and maintains a strict customer privacy policy, safeguarding client information and only sharing it as permitted by law.