Vestmark Advisory Solutions, Inc.

Vestmark Advisory Solutions, Inc. is a registered investment advisor established in October 2014 and registered with the SEC since September 2018. The firm, based in Wakefield, Massachusetts, primarily serves financial advisors, offering sub-advisory services to manage client accounts under the guidance of financial advisors. VAS provides various advisory tools and extends services to independent financial advisors, institutions, broker-dealers, and registered investment advisors. Investment strategies offered by VAS include Manager Model Delivery, Separate Account Management, and Overlay Management. VAS also provides personalized investing through VAST, which includes services like Direct Indexing and Tax-Aware Transition Services. The firm's fee structure varies based on the service provided, ranging from 0 to 30 bps for different services. Clients should be aware that VAS calculates management fees based on targeted investment allocations, which may result in fees being charged on assets not fully transitioned into the model. VAS does not accept performance-based fees and primarily serves institutional clients, with some dual-contract agreements allowing service to retail clients. The firm has not been subject to disciplinary actions and does not receive compensation for client referrals. Clients' securities and funds are not held in custody by VAS, and the firm exercises investment discretion in certain circumstances. VAS has established a Code of Ethics and Proxy Voting Policy to ensure ethical conduct and voting in the best interests of clients.