Swisher Financial Concepts, Inc.

Swisher Financial Concepts, Inc. is a registered investment adviser established in May 2019, previously registered in Ohio since January 1, 2000. The firm, led by President Daniel Edward Wolford, offers individualized financial planning and investment management services on both discretionary and non-discretionary bases. Services include financial planning, investment management, and pension consulting. The firm manages over $154 million on a discretionary basis and $102 million on a non-discretionary basis as of December 31, 2024. Swisher Financial Concepts, Inc. does not act as a sponsor of any wrap program and does not have a minimum account size requirement. The firm charges fees based on a tiered structure for investment management services, with annual advisory fees ranging from 1.00% to 0.40% based on the account value. Clients may impose reasonable restrictions on investing, and the firm primarily uses fundamental and technical analysis in its investment strategies. Swisher Financial Concepts, Inc. operates as an insurance agency and provides tax preparation services for an additional fee. The firm maintains a fiduciary duty to act in the best interest of clients and does not receive any economic benefits from third parties for advice rendered to clients. Clients are responsible for voting proxies and acting on corporate actions related to their investment assets. The firm does not vote client securities proxies.