Game Plan Financial Advisors, LLC

Game Plan Financial Advisors, LLC is an investment advisory firm established in 2008, based in Westlake, OH. The firm specializes in providing asset management services tailored to individual client needs, including creating portfolios consisting of various securities. Game Plan Financial Advisors acts as a fiduciary, always prioritizing clients' best interests. The firm offers a maximum annual fee of 2.00% for asset management services, billed quarterly in advance based on account value. Clients may place restrictions on investments, with requests submitted in writing. The firm manages $224,659,054 on a discretionary basis as of December 31, 2014. Investment strategies include corporate debt, municipal securities, cash equivalents, and fixed-income securities. The firm utilizes fundamental and technical analysis to formulate investment advice. Risk factors include capital risk, economic risk, equity market risk, and interest rate risk. Game Plan Financial Advisors reviews client accounts annually and allows clients to direct brokerage outside the firm's recommendation. The firm does not receive soft dollars, referral fees, or brokerage for client referrals. Clients are encouraged to review account statements from the qualified custodian. The firm has safeguards in place for third-party money movement and provides investment discretion for asset management clients. Proxies are voted in accordance with SEC regulations, with potential conflicts of interest disclosed and managed. Financial information is not provided as the firm meets regulatory requirements. For more details, clients can contact Chief Compliance Officer Michael Norehad at (440) 209-6480 or [email protected].