Top 10 financial advisors in New Orleans, LA
We've curated a list of the best financial advisors in New Orleans, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $2,173,036,259 Number of advisors 12 advisors | |||
| 2 | Assets under management $1,946,492,904 Number of advisors 7 advisors | |||
| 3 | Assets under management $1,556,312,226 Number of advisors 8 advisors | |||
| 4 | Assets under management $412,212,345 Number of advisors 3 advisors | |||
| 5 | Assets under management $291,496,232 Number of advisors 4 advisors | |||
| 6 | Assets under management $235,159,048 Number of advisors 45 advisors | |||
| 7 | Assets under management $188,627,498 Number of advisors 6 advisors | |||
| 8 | Assets under management $173,605,000 Number of advisors 6 advisors | |||
| 9 | Assets under management $136,994,896 Number of advisors 10 advisors | |||
| 10 | Assets under management $136,666,805 Number of advisors 4 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in New Orleans, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Waters, Parkerson & Co., LLC
Waters, Parkerson & Co., LLC is a registered investment adviser founded in 1933 and owned by J. Baldwin Montgomery, Devin J. Wakeman, David T. Pointer, Michael B. Whealdon, and L. Reiss Eagan. The firm offers discretionary and non-discretionary investment advisory services on a fee-only basis, with fees ranging from negotiable to 1.00% based on the market value of assets managed. The minimum annual fee is $10,000. Clients can receive consultation services on various matters without additional fees. The firm does not serve as an attorney, accountant, or insurance agent. Clients have the discretion to engage recommended professionals for non-investment purposes. Waters, Parkerson & Co., LLC does not participate in wrap fee programs and had $2,560,869,782 in assets under management on a discretionary basis as of December 31, 2024. The firm does not accept performance-based fees and primarily allocates client assets among individual equity and fixed income securities based on client objectives. Waters, Parkerson & Co., LLC recommends Schwab as a broker-dealer/custodian and does not receive compensation for client referrals. The firm may receive support services from Schwab but does not charge clients more for transactions. Clients can grant the firm investment discretion and impose restrictions as needed. The firm is responsible for voting client proxies and offers assistance with class-action matters through an unaffiliated service provider. Clients are encouraged to review financial planning issues annually. For further inquiries, clients can contact the Chief Compliance Officer, Julie W. Burlingame.
$2,173,036,259 under management
12 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Sisung Investment Management Services LLC
Sisung Investment Management Services, LLC (SIMS) is a registered investment advisor established in 1995, managing over $1 billion in assets for corporations, public institutions, and high net worth individuals. The firm's investment committee, with over a hundred years of combined experience, focuses on creating diversified portfolios with managed risks tailored to clients' needs. SIMS offers discretionary and non-discretionary advisory services, including investment supervisory services with a variety of securities such as exchange-listed securities, ETFs, and government and corporate debt. Clients receive continuous and regular supervisory services based on individual needs, including specific investment restrictions if desired. SIMS' fee structure is based on a percentage of assets under management, with negotiable management fees. The firm's investment strategies include Strategic Cash Management, Fixed Income Management, and Equity Management, utilizing fundamental, technical, and cyclical analysis to make informed investment decisions. SIMS does not sponsor Wrap Fee Programs and has no minimum account size requirement. The firm upholds a Code of Ethics to ensure client interests are prioritized, and clients receive periodic portfolio reviews and detailed reports. SIMS does not hold custody of client assets, and clients' securities are held at qualified custodians. The firm also provides proxy voting services and maintains transparency in its voting practices. SIMS is a fiduciary acting in clients' best interests and is registered with the SEC.
$1,946,492,904 under management
7 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Stokes Family Office LLC
Stokes Family Office LLC is a registered investment adviser founded in 2019 and owned by Gregory Stokes and Douglas Stokes. The firm offers Wealth Management, Retirement Plan Consulting, and Family Office Services. Clients can engage in discretionary or non-discretionary portfolio management, including private placements for Qualified Clients and Accredited Investors. The firm may allocate a portion of a portfolio to separate account managers based on individual client circumstances. Stokes Family Office tailors its services to meet clients' needs, continuously monitoring portfolios and conducting annual reviews. The firm charges fees based on assets under management, with Wealth Management fees ranging from 0.25% to 1.50%. Clients can impose reasonable restrictions on account management. Stokes Family Office recommends the use of custodial services from Fidelity, Schwab, or Pershing for investment accounts. The firm receives software and support from these custodians at no cost. Stokes Family Office does not participate in wrap fee programs and does not accept proxy voting authority. The firm does not have custody of client funds unless authorized for fee deductions. Stokes Family Office does not disclose financial information as it does not require prepayment exceeding $1,200 or have financial conditions impairing client commitments.
$1,556,312,226 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Hubbell Strickland Wealth Management, LLC
Hubbell Strickland Wealth Management, LLC is a registered investment adviser offering financial planning, consulting, and investment management services. Established in May 2019, the firm is owned by Steven J. Hubbell, Carson W. Strickland, and Todd S. Hubbell. As of 12/31/24, the firm had $540,333,694 of assets under management, with services provided on a discretionary or non-discretionary basis. Clients have the option to engage in financial planning and consulting services, with fees ranging from $1,000 to $25,000. Wealth management services are offered for an annual fee based on assets under management, with a tiered fee schedule. The firm primarily allocates client assets among various mutual funds, ETFs, ETNs, and individual securities based on client objectives. Investment strategies focus on fundamental analysis and asset allocation to optimize risk and reward. Clients have the discretion to make additions or withdrawals from their accounts, with account reviews conducted at least annually. The firm does not provide services for a performance-based fee and does not impose minimum account requirements. Hubbell Strickland Wealth Management, LLC does not accept proxy voting authority and has not been involved in any material legal or disciplinary events.
$412,212,345 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Delta Financial Advisors, L.l.c.
Delta Financial Advisors, LLC is an independent investment advisory and financial planning firm based in New Orleans, Louisiana, established in 2002 by Gerard A. Plauché and Ainsley D. Bishop. Plauché, a Chartered Financial Analyst, co-founded the firm and has a background in finance and investment management. Bishop, with a background in psychology and an MBA, joined the firm in 2004. The firm offers investment supervisory services on both discretionary and non-discretionary bases, tailoring advice to individual client needs and goals. They provide advice on various investments, primarily focusing on U.S. securities such as stocks, bonds, mutual funds, and ETFs. Additionally, they offer comprehensive financial planning services covering tax, estate, retirement, and insurance planning. As of December 31, 2024, the firm had over $429 million in assets under management. Clients have the option to impose restrictions on their investments, and the firm may manage accounts based on available information if certain details are withheld. The firm charges fees based on a percentage of assets under management, with a tiered annual fee schedule. Clients may also incur commissions from brokers for trades. The firm operates under a Code of Ethics emphasizing integrity, competence, and client interests. They review portfolios quarterly and provide detailed reports to clients. The firm may recommend Schwab as a custodian and broker, offering a range of services and products to benefit clients' accounts. The firm has no disciplinary events, financial impairments, or bankruptcy history in the past ten years. Clients must have a minimum account size of $500,000.
$291,496,232 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Hancock Whitney Investment Services Inc.
Hancock Whitney Investment Services, Inc. (HWIS) is a Registered Investment Adviser established in 1995, affiliated with Hancock Whitney Corporation. Specializing in managed account programs, HWIS offers separately managed accounts and fund strategy portfolios through Program Sponsors. As of December 31, 2024, HWIS managed approximately $202 million in assets on a discretionary basis. Clients pay a wrap fee ranging from 0.10% to 0.25% of assets under management, set by the Platform Manager. Minimum account size for HWIS SMA Program accounts is typically $60,000. HWIS utilizes fundamental and quantitative analysis for investment selection, offering various securities including stocks, ETFs, fixed income, and mutual funds. The firm does not charge performance-based fees and does not provide side-by-side management. HWIS does not have brokerage discretion and does not execute trades for managed accounts. Clients are encouraged to review the Program Sponsor's disclosure brochure for detailed fee structures and account requirements. HWIS has a Code of Ethics, discloses disciplinary information, and does not maintain custody of client funds. Clients retain voting rights for their securities. HWIS does not vote proxies on their behalf.
$235,159,048 under management
45 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Deane Retirement Strategies, Inc.
Deane Retirement Strategies, Inc. is a registered investment adviser firm established in 1993 and registered in August 2007. The firm offers discretionary investment advisory services primarily to individuals, high net worth individuals, trusts, estates, and pension and profit sharing plans. Clients can engage the firm for financial planning, retirement planning, and related consulting services. Deane Retirement's investment advisory services are fee-based, with an annual fee ranging from 0.50% to 1.25% of assets under management. The firm's investment strategy focuses on a balanced management style portfolio, combining stocks, bonds, and cash holdings to achieve sustainable portfolio growth while minimizing volatility. Deane Retirement may also utilize inverse/enhanced ETFs for hedging and enhancing gains. Clients have the option to exclude cryptocurrency exposure from their accounts. The firm does not engage in performance-based fees, and clients are responsible for directing the voting of their securities. Deane Retirement does not vote client proxies and does not accept compensation from investment advisors it recommends. Clients receive regular account statements and performance reports, and the firm does not solicit fees in advance exceeding $1,200 per client. Deane Retirement has not been subject to disciplinary actions or bankruptcy petitions. For any inquiries, clients can contact Keith L. Deane, the Chief Compliance Officer.
$188,627,498 under management
6 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Company 401k, Profit Sharing Plans, Cash Balance Plans
Thirtynorth Investments, LLC
ThirtyNorth Investments, LLC is a registered investment advisor founded in 1997, based in New Orleans, Louisiana. The firm specializes in providing discretionary investment management services for individuals, high net worth individuals, retirement accounts, trusts, and non-profit organizations. Their investment strategy focuses on strategic, global asset allocation without attempting to time short-term market movements. The firm manages assets totaling approximately $343,523,000, with most held at various custodians such as Charles Schwab, Voya Financial, and Fidelity. For discretionary investment management, fees are tiered based on account size, starting at 1.00% annually for the first $2,499,999.99 and decreasing to 0.50% for amounts above $2,500,000. Financial planning services start at $5,000 per plan. The firm does not accept performance-based fees and acts as a fiduciary, putting clients' interests first. Clients have the option for non-discretionary investment management, participant account management, and retirement plan consulting. The firm also offers financial planning services and institutional consulting. ThirtyNorth Investments, LLC does not retain custody of client assets and receives written discretion authority for most client accounts. The firm has not reported any disciplinary history and operates under a privacy policy to protect client information.
$173,605,000 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Equitas Capital Advisors,llc
Equitas Capital Advisors, LLC, based in New Orleans and established in September 2002, offers investment management consulting services to various clients, including high net worth individuals, pension plans, and charitable institutions. The firm tailors its services to meet each client's financial goals, providing services such as investment policy statements, asset allocation studies, and financial planning. While the firm generally does not have discretionary authority over client funds, it may provide services on a discretionary basis in some cases. Equitas sponsors a managed account wrap-fee program, where clients select independent portfolio managers to manage their assets. The firm may use sub-advisers to manage a portion of client accounts and regularly monitors their performance. Clients pay an annual fee ranging from .25% to 1.00% of their assets, with additional fees for transaction-based accounts. Equitas Evergreen Fund, L.P., a private investment vehicle, aims for capital appreciation through investments in private funds managed by hedge fund managers. The firm discloses disciplinary information related to inadvertent billing errors and has implemented policies to address conflicts of interest. Equitas emphasizes fiduciary principles and best execution practices in managing client accounts.
$136,994,896 under management
10 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Wrap Fee Program
Dumaine Investments LLC
Dumaine Investments LLC is a registered investment adviser based in New Orleans, Louisiana, established in November 2019 by Clifford Freret Favrot. The firm offers investment management, wealth advisory, and financial consulting services. For investment management, clients can opt for discretionary or non-discretionary portfolio management services, with a minimum account size of $500,000. The firm may offer complimentary financial planning services as part of portfolio management. Wealth advisory services cater to accredited clients, providing advice on private placement assets like Opportunity Zone Fund Investments and Delaware Statutory Trusts. The firm may also offer financial consulting services on various financial topics. Regarding fees, Dumaine Investments charges an annual portfolio management fee based on a percentage of assets under management, with rates ranging from 0.40% to 1.15%. Wealth advisory services have initial and ongoing percentage-based fees ranging from 0.70% to 1.85%. Financial consulting services typically have fixed fees ranging from $5,000 to $100,000, with hourly compensation available. The firm may recommend IRA rollovers, which could present a conflict of interest due to potential fee-based compensation. The firm engages in aggregated trading, primarily using Charles Schwab & Co., Inc. for brokerage and custodial services. Dumaine Investments does not accept performance-based fees, participate in side-by-side management, or have any disciplinary information to disclose. The firm exercises discretion over client investments, offers proxy voting services, and assists clients with class action lawsuits. Additionally, the firm compensates employees for establishing new client relationships, creating a potential conflict of interest.
$136,666,805 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Publication Of Periodicals Or Newsletters
Wealth Advisory Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in New Orleans, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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