Delta Financial Advisors, L.l.c.

Delta Financial Advisors, LLC is an independent investment advisory and financial planning firm based in New Orleans, Louisiana, established in 2002 by Gerard A. Plauché and Ainsley D. Bishop. Plauché, a Chartered Financial Analyst, co-founded the firm and has a background in finance and investment management. Bishop, with a background in psychology and an MBA, joined the firm in 2004. The firm offers investment supervisory services on both discretionary and non-discretionary bases, tailoring advice to individual client needs and goals. They provide advice on various investments, primarily focusing on U.S. securities such as stocks, bonds, mutual funds, and ETFs. Additionally, they offer comprehensive financial planning services covering tax, estate, retirement, and insurance planning. As of December 31, 2024, the firm had over $429 million in assets under management. Clients have the option to impose restrictions on their investments, and the firm may manage accounts based on available information if certain details are withheld. The firm charges fees based on a percentage of assets under management, with a tiered annual fee schedule. Clients may also incur commissions from brokers for trades. The firm operates under a Code of Ethics emphasizing integrity, competence, and client interests. They review portfolios quarterly and provide detailed reports to clients. The firm may recommend Schwab as a custodian and broker, offering a range of services and products to benefit clients' accounts. The firm has no disciplinary events, financial impairments, or bankruptcy history in the past ten years. Clients must have a minimum account size of $500,000.