Adaptive Investments

Cavalier Investments, LLC, operating as Adaptive Investments, is a registered investment adviser based in Alpharetta, GA, established in 2015. The firm specializes in providing discretionary investment advisory services through Exchange-Traded mutual funds focused on capital appreciation, income, downside protection, and real return. They offer portfolio management services to financial intermediaries through asset-allocated model portfolios, ranging from conservative to aggressive. Adaptive Investments also offers ERISA section 3(38) services for retirement plan investment lineups. Additionally, they advise a private investment partnership called "Hedged Focus Growth, LP," primarily investing in long-only equities with a hedge overlay for risk management. For fees, Adaptive Investments charges a maximum annualized rate of 1.00% for the Adaptive Investments Funds, with a minimum fee of 0.45%. They may receive fees from platforms utilizing their model portfolio strategy at an annual rate of 0.00-0.50%. The firm does not charge performance-based fees and acts as a fiduciary, managing accounts with discretion. They do not compensate for client referrals and have strict privacy policies in place to safeguard client information. Adaptive Investments follows a comprehensive Code of Ethics, engages in soft dollar arrangements for research services, and has established proxy voting procedures to ensure clients' best interests are served. The firm does not accept custody of client assets and maintains strict confidentiality and security measures. Clients are encouraged to provide electronic communication preferences for efficient correspondence.