Vident Investment Advisory, LLC is an investment advisory firm established in March 2014, providing services since December 2014. The firm specializes in providing a range of investment solutions primarily as a sub-adviser to exchange-traded funds (ETFs), pooled investment vehicles, and separately managed accounts (SMAs). For SMAs, VIA offers discretionary sub-advisory services for laddered bond portfolios and equity strategy SMAs. The minimum investable assets required for SMAs are $300,000 for laddered bond portfolios and $500,000 for equity portfolios, with negotiable minimums. VIA charges asset-based fees for its services, with fee schedules varying based on the type of SMA. The firm does not participate in wrap fee programs and does not charge performance-based fees. VIA acts as a fiduciary and exercises investment discretion for client accounts, with a focus on best execution and client interests. The firm does not engage in principal trades with clients and has established a Code of Ethics to ensure ethical conduct. Proxy voting for ESMA accounts is overseen by VIA's affiliate, VA, with a focus on maximizing value for clients. VIA does not have custody of client assets and does not require prepayment of fees. The firm reviews client accounts regularly to assess investment objectives and diversification.

Vident Asset Management is a financial advisory firm based in Alpharetta, Georgia. It currently has approximately $6,477,766,269 of assets under management and employs about 20 people. Vident Asset Management uses a fee structure of a percentage of assets under your management, fixed fees and quarterly asset-based licensing fee.

Merit Financial Group, LLC is an SEC registered investment advisory firm established in 2007, offering services such as asset management, financial planning, retirement plan advice, and consulting. The firm sponsors a wrap fee program that includes investment advisory fees and transaction execution costs. Clients pay a consolidated fee based on a percentage of their account value. Merit provides discretionary and non-discretionary asset management services, tailoring portfolios to individual client needs and risk tolerance. The firm may recommend services of other wrap program sponsors, and fees are negotiable based on various factors. Clients may pay more or less in a wrap account compared to a traditional brokerage account. Merit acts as a fiduciary when providing investment advice for retirement accounts. The firm discloses conflicts of interest related to fees, compensation, and expense reimbursements. Clients can contact their investment adviser representative directly for inquiries. Merit serves individuals, high net worth individuals, pension plans, corporations, trusts, estates, and charitable organizations. The firm does not select third-party portfolio managers for wrap accounts. There are no disciplinary matters involving the firm or its management. For more detailed information, clients can refer to the firm's Form ADV Part 2A.

Medalist Partners Corporate Finance LLC (MPCF) is a financial advisor firm established in May 2006 in Alpharetta, Georgia. Specializing in providing discretionary investment advisory services to collateralized loan obligation vehicles (CLOs) and warehouse lending facilities, MPCF manages five CLOs and one warehouse facility. The firm's investment philosophy focuses on balancing risk and return by investing in high-quality loans with attractive yields, primarily senior-secured, first lien loans to U.S.-based companies. MPCF's investment strategy involves rigorous underwriting processes, industry analysis, and regular review meetings. As of February 28, 2023, MPCF managed $1,258,707,221 of assets on a discretionary basis across its CLOs. The firm charges management fees ranging from .10% to .35% per annum on assets under management for its CLOs. MPCF's fee structure includes subordinated management fees and incentive management fees based on performance thresholds. The firm operates as a fiduciary, acting in the best interests of its clients. Clients of MPCF are primarily private investment funds for qualified institutional buyers and knowledgeable employees. The firm maintains a Code of Ethics and conducts regular reviews of client portfolios, with voting authority on client securities. MPCF does not have any disciplinary events, bankruptcy filings, or financial conditions impairing its ability to meet obligations to clients.

Alliant Retirement Services, LLC, operating as Alliant Retirement Consulting (ARC), offers tailored retirement plan consulting services to employers, specializing in fiduciary risk protection and retirement benefit knowledge. With over 800 retirement plans and $22 billion under advisement, ARC caters to a diverse clientele, including start-ups and Fortune 500 companies, and is recognized as a top-rated 401(k) team. Services provided encompass retirement plan design, vendor review, fiduciary services, investment selection, and employee education. ARC acts as a fiduciary for all client services, offering ERISA 3(38) or 3(21) fiduciary service to employers. The firm's fee structure is flexible, based on factors such as plan size, complexity, and number of participants. Clients may be charged a percentage of assets under advisement, fixed quarterly fees, or participant-based fees. ARC does not participate in soft dollar programs and does not receive compensation for securities transactions. The firm employs fundamental analysis methods for investment strategies, focusing on minimizing risk through diversification and adhering to an Investment Policy Statement. ARC does not have custody of client accounts and provides regular account reviews. The firm maintains a Code of Ethics and prioritizes client privacy, safeguarding personal information and limiting sharing to authorized purposes. Clients can request a copy of the Privacy Policy and address any concerns with the Chief Compliance Officer.

Avego Management, LLC is a financial advisor firm established in January 2020, based in Alpharetta, Georgia. The firm specializes in providing investment advisory services on a discretionary basis to private funds intended for sophisticated and institutional investors. The Funds predominantly invest in private equity securities in the healthcare and life sciences sectors. As of December 31, 2024, the firm managed approximately $786,891,968 of regulatory assets under management on a discretionary basis. The firm's fee structure includes management fees and performance-based compensation, as outlined in each Fund's Governing Documents. Avego Management, LLC does not participate in wrap fee programs. The firm's investment strategies involve risks of loss, particularly in private company investments, market volatility, and systemic risks. Avego Management, LLC acts as a fiduciary, with investment discretion over client accounts. The firm may provide co-investment opportunities to select investors based on various factors. The firm has a Code of Ethics in place to ensure fair and honest dealings with clients and has adopted policies regarding personal trading and conflicts of interest. The firm does not engage in brokerage practices that require competitive bids, soft dollar arrangements, or client-directed brokerage. Avego Management, LLC has custody of Fund assets and provides periodic reports to investors. The firm may receive client referrals and pays fees for successful referrals. The firm also complies with proxy voting policies for publicly-traded portfolio companies. Overall, Avego Management, LLC offers specialized investment services in the healthcare and life sciences sectors, with a focus on private equity investments, while prioritizing transparency, ethical conduct, and client interests.

Lumature Wealth Partners, LLC is a registered investment adviser based in Alpharetta, GA, offering financial planning, consulting, and investment management services. The firm, established by Andrew Ross Ramsey and Ralph Corley Watson III, had $561,198,312 assets under management as of February 10, 2023. Clients can engage in a comprehensive wealth management engagement that includes services such as business planning, retirement planning, risk management, and investment consulting. The firm provides discretionary management of investment portfolios tailored to individual client needs, with a focus on continuous assessment of risk tolerance and financial goals. For wealth management services, Lumature charges an annual fee based on assets under management, ranging from 1.30% to 0.50%. Clients can also engage in financial planning and consulting services for a fixed or asset-based fee, ranging from $1,000 to $50,000. The firm may receive economic benefits from Raymond James, the custodian, which could influence the recommendation of custodial services. Lumature does not charge performance-based fees and does not have any disciplinary events. Clients have the option to direct brokerage and can request specific financial institutions for transactions. The firm exercises investment discretion and does not vote on client securities. Lumature does not accept prepayment exceeding $1,200 or have financial conditions that may impair client commitments.

Wellspring Wealth Management LLC is a financial advisory firm based in Alpharetta, Georgia. It currently has approximately $389,513,261 of assets under management and employs about 8 people. Wellspring Wealth Management LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and share in fee charged by sub-adviser..

Wealth Science Advisors LLC, established in 2022, offers discretionary investment advisory services to individuals and families. Clients must enter into an Investment Advisory Agreement with WSA, outlining terms, services, and fees. WSA uses the Wealth Science Assessment to design personalized investment plans based on clients' financial circumstances and goals. The firm primarily utilizes mutual funds and ETFs in client portfolios, with a focus on diversification and modern portfolio theory. Fees are generally negotiable for clients with assets over $30,000,000, with a flat 1.50% fee for assets under management. Financial planning services range from $125 to $1,200 hourly or $1,500 to $1,000,000 fixed fee. WSA may charge additional fees for services like retirement plan asset management through Pontera. Clients have discretion to decline financial planning services and may impose restrictions on WSA's investment management authority. WSA does not serve as an attorney, accountant, or insurance agent. The firm does not vote client proxies and does not engage in directed brokerage. Clients receive quarterly account statements from the custodian. WSA's Chief Compliance Officer, Dr. Jim Exley, is available to address any client inquiries or concerns. The firm has no disciplinary events to report and maintains policies to prevent misuse of material non-public information.