Top 10 financial advisors in Alpharetta, GA
We've curated a list of the best financial advisors in Alpharetta, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $6,678,390,435 Number of advisors 14 advisors | |||
| 2 | Assets under management $6,477,766,269 Number of advisors 20 advisors | |||
| 3 | Assets under management $5,483,416,255 Number of advisors 217 advisors | |||
| 4 | Assets under management $481,729,513 Number of advisors 14 advisors | |||
| 5 | Assets under management $389,513,261 Number of advisors 8 advisors | |||
| 6 | Assets under management $313,467,006 Number of advisors 7 advisors | |||
| 7 | Assets under management $200,331,047 Number of advisors 4 advisors | |||
| 8 | Assets under management $185,000,000 Number of advisors 15 advisors | |||
| 9 | Assets under management $172,016,179 Number of advisors 3 advisors | |||
| 10 | Assets under management $171,589,637 Number of advisors 5 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Alpharetta, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Vident Investment Advisory, LLC
Vident Investment Advisory, LLC is an investment advisory firm established in March 2014, providing services since December 2014. The firm specializes in providing a range of investment solutions primarily as a sub-adviser to exchange-traded funds (ETFs), pooled investment vehicles, and separately managed accounts (SMAs). For SMAs, VIA offers discretionary sub-advisory services for laddered bond portfolios and equity strategy SMAs. The minimum investable assets required for SMAs are $300,000 for laddered bond portfolios and $500,000 for equity portfolios, with negotiable minimums. VIA charges asset-based fees for its services, with fee schedules varying based on the type of SMA. The firm does not participate in wrap fee programs and does not charge performance-based fees. VIA acts as a fiduciary and exercises investment discretion for client accounts, with a focus on best execution and client interests. The firm does not engage in principal trades with clients and has established a Code of Ethics to ensure ethical conduct. Proxy voting for ESMA accounts is overseen by VIA's affiliate, VA, with a focus on maximizing value for clients. VIA does not have custody of client assets and does not require prepayment of fees. The firm reviews client accounts regularly to assess investment objectives and diversification.
$6,678,390,435 under management
14 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Vident Asset Management
Vident Asset Management is a financial advisory firm based in Alpharetta, Georgia. It currently has approximately $6,477,766,269 of assets under management and employs about 20 people. Vident Asset Management uses a fee structure of a percentage of assets under your management, fixed fees and quarterly asset-based licensing fee.
$6,477,766,269 under management
20 advisors
Fee structure
A percentage of assets under your management
Fixed fees
QUARTERLY ASSET-BASED LICENSING FEE
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Merit Financial Advisors
Merit Financial Group, LLC is an SEC registered investment advisory firm established in 2007, offering services such as asset management, financial planning, retirement plan advice, and consulting. The firm sponsors a wrap fee program that includes investment advisory fees and transaction execution costs. Clients pay a consolidated fee based on a percentage of their account value. Merit provides discretionary and non-discretionary asset management services, tailoring portfolios to individual client needs and risk tolerance. The firm may recommend services of other wrap program sponsors, and fees are negotiable based on various factors. Clients may pay more or less in a wrap account compared to a traditional brokerage account. Merit acts as a fiduciary when providing investment advice for retirement accounts. The firm discloses conflicts of interest related to fees, compensation, and expense reimbursements. Clients can contact their investment adviser representative directly for inquiries. Merit serves individuals, high net worth individuals, pension plans, corporations, trusts, estates, and charitable organizations. The firm does not select third-party portfolio managers for wrap accounts. There are no disciplinary matters involving the firm or its management. For more detailed information, clients can refer to the firm's Form ADV Part 2A.
$5,483,416,255 under management
217 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
CONSULTING FEES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Lumature Wealth Partners, LLC
Lumature Wealth Partners, LLC is a registered investment adviser based in Alpharetta, GA, offering financial planning, consulting, and investment management services. The firm, established by Andrew Ross Ramsey and Ralph Corley Watson III, had $561,198,312 assets under management as of February 10, 2023. Clients can engage in a comprehensive wealth management engagement that includes services such as business planning, retirement planning, risk management, and investment consulting. The firm provides discretionary management of investment portfolios tailored to individual client needs, with a focus on continuous assessment of risk tolerance and financial goals. For wealth management services, Lumature charges an annual fee based on assets under management, ranging from 1.30% to 0.50%. Clients can also engage in financial planning and consulting services for a fixed or asset-based fee, ranging from $1,000 to $50,000. The firm may receive economic benefits from Raymond James, the custodian, which could influence the recommendation of custodial services. Lumature does not charge performance-based fees and does not have any disciplinary events. Clients have the option to direct brokerage and can request specific financial institutions for transactions. The firm exercises investment discretion and does not vote on client securities. Lumature does not accept prepayment exceeding $1,200 or have financial conditions that may impair client commitments.
$481,729,513 under management
14 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Wellspring Wealth Management LLC
Wellspring Wealth Management LLC is a financial advisory firm based in Alpharetta, Georgia. It currently has approximately $389,513,261 of assets under management and employs about 8 people. Wellspring Wealth Management LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and share in fee charged by sub-adviser..
$389,513,261 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SHARE IN FEE CHARGED BY SUB-ADVISER.
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Wealth Science Advisors LLC
Wealth Science Advisors LLC, established in 2022, offers discretionary investment advisory services to individuals and families. Clients must enter into an Investment Advisory Agreement with WSA, outlining terms, services, and fees. WSA uses the Wealth Science Assessment to design personalized investment plans based on clients' financial circumstances and goals. The firm primarily utilizes mutual funds and ETFs in client portfolios, with a focus on diversification and modern portfolio theory. Fees are generally negotiable for clients with assets over $30,000,000, with a flat 1.50% fee for assets under management. Financial planning services range from $125 to $1,200 hourly or $1,500 to $1,000,000 fixed fee. WSA may charge additional fees for services like retirement plan asset management through Pontera. Clients have discretion to decline financial planning services and may impose restrictions on WSA's investment management authority. WSA does not serve as an attorney, accountant, or insurance agent. The firm does not vote client proxies and does not engage in directed brokerage. Clients receive quarterly account statements from the custodian. WSA's Chief Compliance Officer, Dr. Jim Exley, is available to address any client inquiries or concerns. The firm has no disciplinary events to report and maintains policies to prevent misuse of material non-public information.
$313,467,006 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Tandemgrowth Financial Advisors, LLC
Tandemgrowth Financial Advisors, LLC is a financial advisory firm based in Alpharetta, Georgia. It currently has approximately $200,331,047 of assets under management and employs about 4 people. Tandemgrowth Financial Advisors, LLC uses a fee structure of a percentage of assets under your management and fixed fees.
$200,331,047 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Wealth Enhancement & Preservation
Wealth Enhancement and Preservation, established in 2002 and approved as a Registered Investment Adviser in 2014, offers personalized advisory services based on individual client needs. The firm, led by principal owner Darrin Cohen, operates under fiduciary standards, acting in clients' best interests. Clients have the ability to impose restrictions on account management, with the firm notifying if instructions are deemed inappropriate. The firm offers a wrap fee program and may provide financial plans to help clients achieve their goals. Investment strategies include model portfolios such as Relative Strength, Moving Averages, and Equity Income. Wealth Enhancement and Preservation may act as a Sub Adviser for other Managing Investment Advisers, managing assets according to provided objectives. Fees are based on a percentage of assets under management, with a tiered fee schedule ranging from 1.5% to 1.0%. The firm does not charge performance-based fees and serves various client types, with a minimum account size of $500,000. Clients' assets are held by a qualified custodian, and the firm may receive economic benefits from custodians. Wealth Enhancement and Preservation does not vote proxies on behalf of clients and maintains a strict privacy policy to protect clients' information.
$185,000,000 under management
15 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Integras Partners, LLC
Integras Partners, LLC, established in 2010 and registered as an investment adviser in 2014, offers financial planning, portfolio management, and retirement plan consulting services. The firm's principal owners are A. Sidney Browning, IV, and Keith D. Johnson. Integras Partners manages investment portfolios on a discretionary basis, utilizing model portfolios tailored to clients' risk tolerance. Financial planning services are provided at no extra charge, focusing on budgeting, retirement planning, and asset allocation. Retirement plan consulting services include plan reviews, fund selection advice, participant education, and investment performance monitoring. The firm offers advice on various investments, including equities, mutual funds, options contracts, REITs, and structured notes. Integras Partners charges portfolio management fees based on a percentage of assets under management, with a minimum annual fee of $5,000. The firm acts as a fiduciary, providing investment discretion and adhering to a Code of Ethics. Clients' accounts are reviewed regularly, and the firm does not vote proxies related to client securities. Integras Partners does not have any disciplinary events to report and does not vote on client securities proxies. The firm does not determine class action lawsuit eligibility for clients.
$172,016,179 under management
3 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Clear Investment Research, LLC
Clear Investment Research, LLC, established in August 2014, is an investment adviser based in Alpharetta, Georgia. Specializing in retirement consulting, asset management, and financial planning services, the firm offers personalized solutions tailored to individual client needs. With discretionary authority over client accounts, Clear Investment Research actively manages investments based on clients' financial situations, objectives, and risk tolerance. The firm does not participate in wrap fee programs but provides asset management services through a traditional fee-based program. As of December 31, 2024, the firm managed discretionary assets totaling $246,483,307 and non-discretionary assets totaling $4,416,258,344. Clients have the flexibility to impose restrictions on their accounts and can expect a tiered fee structure for asset management services, starting at 0.90% annually. For financial planning services, clients can opt for hourly rates ranging from $250 to $350 per hour, with a minimum annual fee of $3,000. Clear Investment Research operates as a fiduciary, acting in the best interests of clients and maintaining high ethical standards outlined in its Code of Ethics. The firm does not charge performance-based fees and does not have any disciplinary events. Clients are provided with full transparency regarding fees, compensation, and potential conflicts of interest.
$171,589,637 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Alpharetta, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
It's quick and easy to find the right financial advisor for you
Answer a few questions about your needs.
Match with an advisor Connect with your perfectly matched financial advisor.
Your first meeting is free.