Aspen Wealth Strategies, LLC

Aspen Wealth Strategies, LLC is a registered investment advisor founded in April 2013 and became registered in October 2020. The firm offers wealth management services to individuals, high net worth individuals, trusts, estates, businesses, and charitable organizations. Aspen serves as a fiduciary, upholding a duty of loyalty, fairness, and good faith towards each client. The firm provides customized investment management solutions, including discretionary and non-discretionary services, utilizing low-cost, diversified mutual funds, exchange-traded funds (ETFs), individual stocks, bonds, options contracts, and alternative investments. Aspen's investment approach is primarily long-term focused, but adjustments may be made based on client goals and market conditions. Regarding fees, Aspen charges wealth management fees based on a tiered schedule, with rates ranging from 1.15% to 1.55% based on assets under management. Investment management fees range from 0.50% to 0.90% based on assets under management. Financial planning services are offered at an hourly rate of $275 or on an ongoing basis for $79 per month. Aspen does not charge performance-based fees and does not receive compensation for securities transactions. The firm does not accept or maintain custody of client assets, except for fee deductions. Clients are encouraged to review statements provided by the custodian. Aspen has a privacy policy in place to protect client information and does not sell non-public personal information. Clients have the right to limit the sharing of their information. For any questions or concerns, clients can contact Aspen at (303) 421-1113 or [email protected].