Evolution Wealth Advisors, LLC

Evolution Wealth Advisors, LLC (EWA) is a registered investment adviser based in Aventura, FL, established in 2016. EWA offers investment advisory services through a Wrap Fee Program administered by custodians Charles Schwab & Co., Inc., StoneX Financial, Inc., and IBKR Securities Services, LLC. The Program provides discretionary asset management services for a single fee covering account management, brokerage, custody, and administrative services. EWA's fee structure is based on a percentage of assets under management, with negotiable fees for relationships over $10 million. The firm generally works with clients investing over $1,000,000, with a minimum yearly fee if the account falls below this threshold. EWA's investment strategies include long-term and short-term purchases, margin transactions, and option strategies. The firm uses various methods of analysis, including manager analysis, fundamental analysis, technical analysis, and charting. EWA conducts annual reviews of client accounts and provides regular reports on holdings and performance. The firm has a Code of Ethics, addressing personal trading, conflicts of interest, and compliance with securities laws. EWA compensates third-party promoters for client referrals and receives economic benefits from Schwab Advisor ServicesTM. The firm discloses its relationships with AV Securities, Inc. and AV Asset Management, Inc., and details its proxy voting and class action procedures. EWA has no disciplinary events to report and maintains client confidentiality.