The Shobe Financial Group

The Shobe Financial Group, founded in 1983, is a registered investment adviser specializing in personalized investment advisory services for individuals, pension plans, trusts, and more. The firm merged with Carson Wealth Management, LLC in March 2023. Investment Advisor Representatives provide services such as financial objective determination, investment management, retirement planning, and estate planning. Clients maintain control over their assets, and the firm does not act as a custodian. The firm primarily invests in mutual funds and ETFs, with a globally diversified portfolio approach. SAI charges asset-based fees for services, with minimum account requirements generally set at $50,000. The firm offers comprehensive financial planning, retirement planning, business consultation, and investment consultation services. SAI does not accept performance-based fees and exercises investment discretion with client authorization. Clients are encouraged to vote on their securities. The firm has a Business Continuity Plan and an Information Security Program to safeguard client information. SAI maintains strict confidentiality and data security measures. Clients receive annual Privacy Notices and can opt-out of information sharing with third parties. The firm does not provide legal or accounting services and does not engage in soft dollar arrangements. SAI does not have any disciplinary events to report.