Wellington Investment Advisors

Wellington Investment Advisors is an SEC registered investment adviser based in Bloomington, Indiana, with services provided since 2016. The firm offers portfolio management services through a wrap-fee program, which includes asset management and brokerage services for one all-inclusive fee. Clients can grant discretionary authority to manage their accounts, allowing the firm to make investment decisions on their behalf. The fee for portfolio management services is based on a percentage of assets under management, with fees billed quarterly in advance. The firm does not accept performance-based fees or engage in side-by-side management. Investment strategies utilized by Wellington Investment Advisors include charting analysis, technical analysis, fundamental analysis, Modern Portfolio Theory, long-term and short-term purchases, and option writing. The firm tailors investment portfolios based on individual client objectives and risk tolerance. Clients are advised to consult with a tax professional regarding the tax implications of their investments. The firm primarily recommends stocks, ETFs, and mutual funds, with each security type carrying its own set of risks. Wellington Investment Advisors does not vote proxies on behalf of clients and shares client information only as necessary for account servicing. The firm's Code of Ethics emphasizes professional conduct and fiduciary duties. Clients receive regular account reviews and reports, and the firm does not have any financial interests in client transactions beyond advisory services. Wellington Investment Advisors compensates solicitors for client referrals, with no additional fees passed on to clients due to referral arrangements. The firm has a sound financial condition and does not hold custody of client funds or securities.