Blue Bell Private Wealth Management, LLC

Blue Bell Private Wealth Management, LLC, established in 2005, offers investment advisory services to individuals, high net worth individuals, pension and profit sharing plans, corporations, trusts, and other entities. The firm provides discretionary and non-discretionary investment management services, financial planning, and consulting. Blue Bell's investment strategy involves allocating client assets to ETFs, CEFs, and structured investments, tailored to meet clients' goals. The firm primarily recommends investments in high-quality, diversified CEFs trading at a discount and structured notes linked to underlying assets. Blue Bell does not participate in wrap fee programs and charges negotiable annual fees not exceeding 2.00% for investment advisory services and 1.00% for retirement plan account management. The firm does not accept performance-based fees and acts as a fiduciary. Blue Bell does not receive compensation from investment advisors it recommends and does not engage in directed brokerage. The firm has not been subject to disciplinary actions and maintains a Code of Ethics. Clients receive regular account statements and reports, and Blue Bell conducts periodic account reviews. The firm has policies in place to prevent the misuse of material non-public information and manages client securities transactions with transparency. Blue Bell recommends Charles Schwab as a broker-dealer/custodian and receives support services from Schwab. Clients can engage Blue Bell on a discretionary basis, and the firm has policies for proxy voting and class action settlements. Blue Bell has no financial conditions impairing its commitments and has not filed for bankruptcy. For more information, clients can contact Justin Capetola, Chief Compliance Officer.