Legacy Family Office, LLC

Legacy Family Office, LLC is a Registered Investment Adviser based in Bonita Springs, Florida, providing services since 2008. The firm offers family office, wealth planning, and investment advisory services, tailored to individual needs. Legacy primarily recommends third-party investment advisers to manage client portfolios, monitoring their performance regularly. The firm also offers discretionary portfolio management services, where clients grant authority for securities transactions without prior approval. Clients may impose investment objectives and guidelines on their accounts. Legacy does not accept performance-based fees or engage in side-by-side management. The minimum annual fee imposed by Legacy is $100,000, negotiable based on various factors. Fees are billed monthly or quarterly and deducted directly from client accounts. The firm may recommend IRA rollovers, acting as a fiduciary under the DOL's Prohibited Transaction Exemption 2020-02. Legacy does not receive compensation for client referrals or engage in class action lawsuits on behalf of clients. The firm does not vote proxies but offers advice on corporate actions. Tamara Surratt, the Managing Member, has an MBA and BS in Finance, with extensive experience in the financial industry. She is also a licensed insurance agent. Legacy maintains strict privacy policies and supervisory procedures to ensure compliance with securities laws.