Des Financial Group, LLC

DES Financial Group, LLC is a Registered Investment Adviser Firm established in February 2009 by David E. Sweet, offering investment management and financial planning services. The firm creates customized portfolios consisting of various securities to meet client goals and objectives. Investment strategies include mutual funds, bonds, stocks, options, and short sales. Financial planning services cover areas such as investment, retirement, estate, debt, and education planning. The firm does not have a minimum account size but may decline smaller portfolios. Fees for investment management are billed quarterly based on account value, with a maximum annual fee of 1.50%. Financial planning fees are $300 per hour, with fixed fee options available. Clients have investment discretion, allowing the firm to execute transactions without prior approval. DES Financial Group does not charge performance-based fees and has no disciplinary events. The firm does not have custody of client funds and does not engage in directed brokerage. Clients receive account statements directly from the custodian. David E. Sweet, CFP®, is the Managing Member and Chief Compliance Officer, with qualifications and professional background detailed in the brochure. The firm acts as a fiduciary, always prioritizing clients' interests. For more information, clients can contact David E. Sweet at 714-572-3620.