Top financial advisors in Brea, CA
We've curated a list of the best financial advisors in Brea, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $387,277,196 Number of advisors 7 advisors | |||
| 2 | Assets under management $28,728,549 Number of advisors 1 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Brea, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Lighthouse Financial Services Inc
Lighthouse Financial Services, Inc. is a Registered Investment Adviser established on September 2, 1998, by Robert George McDaniel and Michael Robert Verity. The firm offers investment supervisory services tailored to individual client goals, asset allocation, risk tolerance, and regular portfolio monitoring. Lighthouse Financial also provides Annual Financial Guidance Services for clients below a $200,000 account threshold, offering financial planning advice and non-discretionary investment advice. The firm may provide pension consulting services and tax preparation services under separate engagements. Clients have the option to impose restrictions on their investments based on personal values or beliefs. Lighthouse Financial charges a tiered fee schedule based on assets under management, with fees deducted from client accounts quarterly. The firm does not participate in wrap fee programs and does not accept compensation for the sale of securities. Clients are responsible for all securities transaction costs. Lighthouse Financial does not offer performance-based fees and serves a range of clients, including individuals, high net worth individuals, trusts, corporations, and pension accounts. The firm's investment strategies focus on long-term growth and income generation, with a variety of strategies available based on client risk tolerance and objectives. Clients maintain exclusive responsibility for voting securities and acting on corporate actions related to their investments. The firm does not vote proxies on behalf of clients. Lighthouse Financial does not require prepayment exceeding $1,200 in fees per client, six months in advance, and does not have financial commitments that impair its ability to meet client obligations.
$387,277,196 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Educational Seminars/workshops
Des Financial Group, LLC
DES Financial Group, LLC is a Registered Investment Adviser Firm established in February 2009 by David E. Sweet, offering investment management and financial planning services. The firm creates customized portfolios consisting of various securities to meet client goals and objectives. Investment strategies include mutual funds, bonds, stocks, options, and short sales. Financial planning services cover areas such as investment, retirement, estate, debt, and education planning. The firm does not have a minimum account size but may decline smaller portfolios. Fees for investment management are billed quarterly based on account value, with a maximum annual fee of 1.50%. Financial planning fees are $300 per hour, with fixed fee options available. Clients have investment discretion, allowing the firm to execute transactions without prior approval. DES Financial Group does not charge performance-based fees and has no disciplinary events. The firm does not have custody of client funds and does not engage in directed brokerage. Clients receive account statements directly from the custodian. David E. Sweet, CFP®, is the Managing Member and Chief Compliance Officer, with qualifications and professional background detailed in the brochure. The firm acts as a fiduciary, always prioritizing clients' interests. For more information, clients can contact David E. Sweet at 714-572-3620.
$28,728,549 under management
1 advisor
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Brea, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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