Sgl Financial, LLC

SGL Financial, LLC, established in June 2011 and based in Buffalo Grove, Illinois, is a fee-based investment management firm specializing in asset management, financial planning, and consulting services. The firm operates under a fiduciary standard of client care, offering services tailored to individual client needs. SGL requires a minimum account size of $50,000, which may be waived at the firm's discretion. Clients have the opportunity to impose reasonable restrictions on the management of their assets and select the account's investment objective. Regarding fees, SGL charges a percentage of total assets under management or advisement, with a maximum advisory fee of 1.50%. The firm may engage in block trading for multiple client accounts to reduce transaction costs. SGL does not participate in wrap fee programs and does not charge performance-based fees. The firm primarily uses sub-advisers or third-party money managers to manage client assets, conducting due diligence on each entity before making recommendations. SGL employs various methods of analysis, including charting, fundamental, technical, and cyclical analysis, to develop investment strategies aimed at minimizing risk through diversification. The firm discloses potential risks associated with specific securities and investment strategies, such as cryptocurrency, exchange-traded funds, and socially responsible investing. SGL does not have any disciplinary actions, bankruptcy petitions, or financial conditions that could impair its ability to meet client commitments.