ab
Anchor Bay Capital, Inc.
SEC-regulated
Registered investment advisor
Anchor Bay Capital, Inc. is a financial advisor firm located in Carlsbad, CA, established in 2006. The firm offers Investment Management Services (IMS) by buying and selling various securities in client accounts. Clients can choose from model asset allocations based on their objectives and risk profile. The firm's investment strategies involve fundamental analysis, research from various sources, and a focus on diversified portfolios combining stocks, bonds, and other securities. ABC does not engage in frequent trading of securities and does not accept performance-based fees. The firm's fee structure for Investment Management Services ranges from .95% to 1.75% annually, with accounts over $1,000,000 typically charged a 1.20% annual fee. ABC does not vote proxies on client positions and does not have any disciplinary information to disclose. The firm does not have custody of client funds and maintains a policy of not voting client securities. Additionally, ABC has received a Paycheck Protection Program loan to support its operations during the COVID-19 pandemic.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
This company does not appear to be registered with Unbiased therefore we cannot match you to their services. Please
complete our convenient online form to find a tailored advisor perfectly suited to your needs.
We can advise you on
Disclaimer
Unbiased has produced the advisor details above from publicly available data and cannot guarantee the accuracy of this information. The content has been produced independently, and the named advisor has not reviewed the information. Unbiased has also not been compensated for producing this information. If you wish to remove this information, please contact [email protected].
Find your perfect
advisor
Complete our easy online form
Get matched with a financial advisor
Schedule your free first meeting