Flaharty Asset Management, LLC

Flaharty Asset Management, LLC is a registered investment advisor established in June 2013, offering customized investment programs tailored to clients' specific needs, time horizons, and risk tolerances. The firm provides portfolio management, financial planning, and consulting services. Clients can participate in the Flaharty Investment Management Program, where the advisor exercises discretion over the client's account. The firm manages $800,668,225 in regulatory assets under management on a discretionary basis as of December 31, 2024. Flaharty Asset Management charges investment advisory fees up to 2.00% annually, based on assets under management, and fees are negotiated on a client-by-client basis. The firm does not accept performance-based fees and does not engage in side-by-side management. Clients include individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations, with a minimum investment of $250,000. The firm's investment strategies focus on asset allocation models and a top-down approach to research. Clients have the option to terminate the Investment Advisory Agreement within five business days without penalty. The firm does not vote proxies on behalf of client securities and does not provide legal advice or initiate legal proceedings on behalf of clients. Flaharty Asset Management has no financial commitments impairing its ability to meet client obligations and has not been subject to bankruptcy proceedings.