Seamount Financial Group Inc

Seamount Financial Group, Inc. is a Registered Investment Adviser established in 1999, based in Colorado Springs, with additional offices in California and Arizona. The firm offers financial planning and consulting services tailored to individual needs, covering areas such as financial management, risk management, estate planning, and retirement planning. They also provide wealth management services, including ongoing advice and discretionary or non-discretionary investment management. Clients may have portfolios customized based on risk tolerance and investment objectives. The firm manages approximately $421,984,106 in client assets on a discretionary basis and $106,755,379 on a non-discretionary basis as of December 31, 2022. Fees for financial planning services are hourly and negotiable, while wealth management fees are based on a percentage of assets under management, up to 1.25% per annum. The firm does not charge performance-based fees or participate in side-by-side management. Clients include individuals, pension plans, trusts, and corporations, with a minimum account size of $500,000, which may be waived at the firm's discretion. Investment strategies include technical and fundamental analysis, long-term and short-term purchases, short sales, and margin transactions. The firm does not have any disciplinary information and does not compensate for client referrals. Clients' funds and securities are held with independent custodians, and the firm does not have physical custody of client assets. Clients may grant discretionary authority for account management, and the firm does not vote on client securities. The firm does not have any financial condition impairments and maintains strict privacy policies to protect clients' information.