Anthony Capital Management, LLC

Anthony Capital Management, LLC, established in De Pere, Wisconsin, provides discretionary securities recommendations primarily to a mutual fund. As of December 31, 2024, the firm manages $26,980,200 in regulatory assets under management. The firm charges a management fee ranging from 0.25% to 1.00% of the net asset value of the client, with the ability to waive or modify this fee. Anthony Capital does not participate in Wrap Fee Programs and does not receive performance-based fees. The firm's investment strategies focus on credit instruments and derivative instruments, managed through a proprietary Tactical Risk Model. Clients should be prepared for speculative investments with substantial risks. The firm emphasizes risk management through its investment process and monitoring. Anthony Capital does not accept compensation from the sale of securities or other investment products. The firm acts as a fiduciary, placing clients' interests first and following a Code of Ethics that governs employees' personal trading activities. Anthony Capital does not have custody of client funds or securities and exercises investment discretion for the mutual fund it advises. The firm has not faced any disciplinary events or financial conditions that could impair its ability to meet obligations.