Top financial advisors in De Pere, WI
We’ve curated a list of the best financial advisors in De Pere, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$811,708,900
Number of advisors
23 advisors
| $811,708,900 | 23 advisors | |
| 2 |
Assets under management
$51,425,689
Number of advisors
2 advisors
| $51,425,689 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in De Pere, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case De Pere. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
N.e.w. Advisory Services, LLC
N.E.W. Advisory Services, LLC is an investment advisory firm established in September 2017 and federally registered with the SEC. The firm offers asset management, financial planning, and 401(k) advisory services. For asset management, N.E.W. Advisory Services, LLC customizes asset allocations based on clients' financial goals and risk tolerance, with discretionary authority granted by clients. The firm primarily uses mutual funds and ETFs for managed accounts. Fees for asset management are negotiable, based on a tiered schedule, and may include transaction fees and other charges. Financial planning services cover various aspects such as tax planning, retirement analysis, and investment alternatives. The firm emphasizes long-term investment strategies and conducts economic, fundamental, and technical analysis. Clients have the option to participate in annual reviews and set thresholds for triggering events. N.E.W. Advisory Services, LLC does not maintain custody of client assets and receives benefits from participating in Schwab's institutional program. The firm may aggregate transactions for best execution and cost reduction. Clients receive account statements directly from the custodian and can grant discretionary authority to the firm. N.E.W. Advisory Services, LLC has a code of ethics, discloses potential conflicts of interest, and provides information on financial industry activities and affiliations. The firm's financial stability ensures its ability to meet client commitments. N.E.W. Advisory Services, LLC does not have a bankruptcy history and does not require prepayment exceeding $1,200.
$811,708,900 under management
23 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Commissions
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesSelection Of Other AdvisersAnthony Capital Management, LLC
Anthony Capital Management, LLC, established in De Pere, Wisconsin, provides discretionary securities recommendations primarily to a mutual fund. As of December 31, 2024, the firm manages $26,980,200 in regulatory assets under management. The firm charges a management fee ranging from 0.25% to 1.00% of the net asset value of the client, with the ability to waive or modify this fee. Anthony Capital does not participate in Wrap Fee Programs and does not receive performance-based fees. The firm's investment strategies focus on credit instruments and derivative instruments, managed through a proprietary Tactical Risk Model. Clients should be prepared for speculative investments with substantial risks. The firm emphasizes risk management through its investment process and monitoring. Anthony Capital does not accept compensation from the sale of securities or other investment products. The firm acts as a fiduciary, placing clients' interests first and following a Code of Ethics that governs employees' personal trading activities. Anthony Capital does not have custody of client funds or securities and exercises investment discretion for the mutual fund it advises. The firm has not faced any disciplinary events or financial conditions that could impair its ability to meet obligations.
$51,425,689 under management
2 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Investment Companies
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in De Pere, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case De Pere. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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