N.e.w. Advisory Services, LLC

N.E.W. Advisory Services, LLC is an investment advisory firm established in September 2017 and federally registered with the SEC. The firm offers asset management, financial planning, and 401(k) advisory services. For asset management, N.E.W. Advisory Services, LLC customizes asset allocations based on clients' financial goals and risk tolerance, with discretionary authority granted by clients. The firm primarily uses mutual funds and ETFs for managed accounts. Fees for asset management are negotiable, based on a tiered schedule, and may include transaction fees and other charges. Financial planning services cover various aspects such as tax planning, retirement analysis, and investment alternatives. The firm emphasizes long-term investment strategies and conducts economic, fundamental, and technical analysis. Clients have the option to participate in annual reviews and set thresholds for triggering events. N.E.W. Advisory Services, LLC does not maintain custody of client assets and receives benefits from participating in Schwab's institutional program. The firm may aggregate transactions for best execution and cost reduction. Clients receive account statements directly from the custodian and can grant discretionary authority to the firm. N.E.W. Advisory Services, LLC has a code of ethics, discloses potential conflicts of interest, and provides information on financial industry activities and affiliations. The firm's financial stability ensures its ability to meet client commitments. N.E.W. Advisory Services, LLC does not have a bankruptcy history and does not require prepayment exceeding $1,200.