Regis Management, A Mercer Advisors Company

Regis Acquisition Inc., operating as Regis Management, is a registered investment adviser based in Denver, CO. Established in November 2022, the firm manages approximately $2.87 billion in discretionary assets as of December 31, 2023. Regis offers asset allocation advisory services and personalized investment strategies based on client objectives. The firm primarily recommends allocating assets among individual equities, debt securities, mutual funds, ETFs, and private investment funds. Regis charges an annual investment advisory fee that includes financial planning services, with additional fees for extraordinary services. The firm emphasizes ongoing monitoring and review of client accounts to align with investment objectives. Regis provides socially responsible investing options and discloses potential risks associated with various investment strategies, including market, interest rate, and liquidity risks. The firm's code of ethics ensures compliance with fiduciary obligations and securities laws, with a focus on personal trading restrictions. Regis recommends using Schwab or Fidelity for brokerage and custodial services, considering factors like historical relationship and execution capabilities. The firm may aggregate orders for better execution and receives support services from custodians without additional client costs. Regis has no reportable disciplinary information and offers investment discretion with voting rights for client securities. The firm's Chief Compliance Officer is available for any questions regarding the disclosed practices and arrangements. Regis maintains financial stability and does not solicit advance fees exceeding $1,200 per client. For further details or inquiries, clients can contact the Chief Compliance Officer at [email protected].