Aventine Financial Group

Aventine Financial Group LLC is a registered investment adviser founded in February 2018 by Mr. Frank Fiumecaldo. The firm offers investment advisory services to individuals, high-net-worth individuals, trusts, and estates. Their services include Premium Financial Planning Services, Platinum Investment Advisory Services, and Private Wealth Management Services. Aventine primarily utilizes fundamental and technical analysis methods in developing investment strategies for clients. The firm manages client assets totaling $115,480,359 as of January 31, 2025, on a discretionary basis. Clients have the option to place reasonable restrictions on the types of investments held in their portfolios. Aventine recommends Charles Schwab & Co. as the sole qualified custodian for client assets. The firm does not charge performance-based fees, and its principal owner, Mr. Fiumecaldo, does not engage in any other investment-related business. Aventine has not been involved in any disciplinary events and does not receive compensation for client referrals. Clients are provided with quarterly market reports and have the option for proxy voting services for certain investment advisory services. Aventine does not require advance payment of fees exceeding $500 or have any financial conditions impairing its ability to meet contractual commitments. The firm's founder, Mr. Fiumecaldo, and its supervised persons do not receive performance-based compensation and have no relationships with securities issuers.