Founders Capital Management, LLC

Founders Capital Management, LLC, established in November 2001, offers investment advisory services to individuals, pension plans, trusts, estates, charitable organizations, and corporations. The firm's services include portfolio management on a discretionary or non-discretionary basis, tailored to client risk tolerance and investment goals. Clients can choose from various portfolio categories, ranging from conservative income to aggressive growth. Founders may invest in equities, bonds, mutual funds, and other products based on individual client needs. The firm also provides financial planning services and IRA rollover recommendations, acting as a fiduciary under the Employee Retirement Income Security Act. The minimum initial investment for portfolio management services is $100,000, with fees ranging from 0.25% to 1% based on the type of investment. Founders reviews accounts quarterly for performance and annually for rebalancing, providing clients with written quarterly reports. The firm uses Charles Schwab & Co., Inc. as a custodian and may aggregate trades for efficiency. Founders has no disciplinary history and discloses its brokerage practices, including trade aggregation and mutual fund share class selection. The firm exercises investment discretion for clients, voting proxies in their best interests. Clients can request Founders' complete proxy voting policies and procedures upon request.