Liberty Financial Group, Inc.

Liberty Financial Group Inc., established in Elm Grove, Wisconsin, offers Investment Management, Consultation, and Financial Planning Services to individuals, trusts, estates, charitable organizations, and corporations. The firm, led by principal owner Shannon Nook since January 20, 2021, provides services such as cash flow management, retirement planning, tax planning, and more. Investment management services are offered on a discretionary and non-discretionary basis, allowing clients varying levels of control over their investments. Liberty does not participate in wrap fee programs and charges fees based on a percentage of assets under management or a pre-set dollar amount. The firm operates as a fiduciary, obligated to act in clients' best interests, and discloses potential conflicts of interest. Liberty does not use performance-based fees, has no disciplinary history, and serves individuals, trusts, estates, and small businesses with no minimum account size requirement. The firm's investment strategies focus on asset allocation, using mutual funds, individual securities, and ETFs. Liberty does not vote proxies for clients and does not hold custody of client funds or securities. Clients receive transactional and monthly statements directly from the custodian. Liberty maintains discretionary trading authority over Investment Management accounts, allowing them to make investment decisions without specific client consent for each trade.