Top financial advisors in Elm Grove, WI
We’ve curated a list of the best financial advisors in Elm Grove, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$4,914,477,327
Number of advisors
139 advisors
| $4,914,477,327 | 139 advisors | |
| 2 |
Assets under management
$101,404,456
Number of advisors
8 advisors
| $101,404,456 | 8 advisors | |
| 3 |
Assets under management
$39,328,710
Number of advisors
2 advisors
| $39,328,710 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Elm Grove, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Elm Grove. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Annex Wealth Management, LLC
Annex Wealth Management, LLC is a financial advisory firm based in Elm Grove, Wisconsin. It currently has approximately $4,914,477,327 of assets under management and employs about 139 people. Annex Wealth Management, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$4,914,477,327 under management
139 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesSelection Of Other AdvisersPublication Of Periodicals Or NewslettersEducational Seminars/workshopsConsultation For A FeeLiberty Financial Group, Inc.
Liberty Financial Group Inc., established in Elm Grove, Wisconsin, offers Investment Management, Consultation, and Financial Planning Services to individuals, trusts, estates, charitable organizations, and corporations. The firm, led by principal owner Shannon Nook since January 20, 2021, provides services such as cash flow management, retirement planning, tax planning, and more. Investment management services are offered on a discretionary and non-discretionary basis, allowing clients varying levels of control over their investments. Liberty does not participate in wrap fee programs and charges fees based on a percentage of assets under management or a pre-set dollar amount. The firm operates as a fiduciary, obligated to act in clients' best interests, and discloses potential conflicts of interest. Liberty does not use performance-based fees, has no disciplinary history, and serves individuals, trusts, estates, and small businesses with no minimum account size requirement. The firm's investment strategies focus on asset allocation, using mutual funds, individual securities, and ETFs. Liberty does not vote proxies for clients and does not hold custody of client funds or securities. Clients receive transactional and monthly statements directly from the custodian. Liberty maintains discretionary trading authority over Investment Management accounts, allowing them to make investment decisions without specific client consent for each trade.
$101,404,456 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesWindermere Wealth Advisors, LLC
Windermere Wealth Advisors, LLC is a Wisconsin-registered investment advisory firm that was established in April 2010. The firm's primary line of business is investment supervisory services, with Pam Evason as the sole owner and Managing Director. Windermere offers investment supervisory services, financial planning, educational workshops/webinars, and consulting services. The firm assists clients in developing investment objectives, asset allocation ranges, and investment restrictions. They select and manage various securities, recommend unaffiliated investment managers, and provide performance reporting. Windermere manages client assets totaling $80,900,000 as of December 31, 2024, with 75% being discretionary assets and 25% non-discretionary assets. The firm also offers financial planning services, project-based financial planning, educational workshops/webinars, and consulting services. Windermere's fees for investment supervisory services are calculated as a percentage of the total account value, with a minimum annual fee of $10,000 per client. The firm does not charge performance-based fees and primarily serves individuals, high net worth individuals, and business entities with a minimum aggregate account size of $1 million. Windermere provides investment discretion on a discretionary basis, allowing them to act on behalf of clients without consulting them on each decision. The firm's investment strategies involve long-term purchases, short-term purchases, trading, margin transactions, and option writing. Clients are responsible for voting on their securities, and Windermere does not vote proxies on their behalf. The firm does not receive compensation for the sale of securities or other investment products. Windermere recommends using Charles Schwab & Co., Inc. as the qualified custodian and broker. The firm's Chief Investment Strategist, Kenneth Evason, has over 40 years of investment management experience, while the Managing Director, Pamela Evason, has a background in audit practice and holds the CFA designation.
$39,328,710 under management
2 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Selection Of Other AdvisersPublication Of Periodicals Or NewslettersEducational Seminars/workshopsConsulting Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Elm Grove, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Elm Grove. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Your first meeting is free.