Alpha Principle, LLC

Alpha Principle, LLC is a registered investment adviser based in Englewood, Colorado, founded by Eric Koeplin. The firm offers asset management services for private investment funds, individual and entity clients, and financial planning services. Their investment philosophy focuses on asset allocation, diversification, tax efficiency, and reducing investment expenses. Alpha utilizes proprietary strategic and tactical asset allocation processes and a range of securities to construct client portfolios. The firm manages two private investment funds, the Flagship Fund and the Lemonade Fund, each with specific investment objectives. Alpha acts as a fiduciary for clients, ensuring that their interests are prioritized. The firm charges management fees based on the Fund's net asset value and may receive performance-based fees. Alpha does not accept compensation for the sale of securities and discloses any conflicts of interest. Clients have the option for discretionary investment management, and Alpha exercises voting authority for Fund clients' securities. The firm does not have custody of SMA clients' assets but has constructive custody for fee collection purposes. Alpha has no financial conditions impairing its obligations and has not been involved in any bankruptcy proceedings in the last 10 years.