Herbert J. Sims Capital Management, Inc.

Herbert J. Sims Capital Management, Inc. is a financial advisor firm established in Fairfield, CT, offering the Managed Portfolio Program (MPP) to clients. The firm provides investment advisory services through designated investment adviser representatives, who assist clients in selecting suitable programs based on their needs. Clients have the flexibility to choose from in-house advisory solutions or third-party managed account services. HJSCM charges a wrap fee, covering advisory services, execution charges, custodian fees, and platform administration. The advisory fee is based on a percentage of assets under management, with rates ranging from 1.25% to 2.50% annually. Clients have investment discretion over selecting portfolio managers and strategies, with HJSCM having trading discretion over certain accounts. The minimum initial investment for the MPP is $50,000, with customized portfolios requiring higher assets. The firm discloses potential conflicts of interest, such as compensation from securities sales and referral agreements. Clients receive regular performance reviews and access to web-based reports. HJSCM emphasizes risk factors associated with investing, including market, inflation, and liquidity risks. The firm's Code of Ethics ensures compliance with legal and ethical standards, with a focus on client interests and transparency in personal trading activities.