Rosecap Investment Advisors, LLC

RoseCap Investment Advisors, LLC, established in 2010, specializes in providing investment advisory services to individuals, families, and institutions. The firm manages approximately $450 million in discretionary assets and $30 million in retirement plan assets. Services offered include asset management, financial planning, sub-advisory services, and employer-sponsored retirement plans. Clients can choose between RoseCap Private Client Management for in-depth services or RoseCap Investment Services for a more cost-effective solution. RoseCap focuses on goal-based investment strategies, primarily utilizing exchange-traded funds (ETFs) and may recommend individual securities, bonds, mutual funds, derivatives, or alternative investments. The firm operates on a fee-only basis, with asset management fees ranging from 0.30% to 2.00% based on account balances. RoseCap acts as a fiduciary, prioritizing clients' best interests. The firm employs various methods of analysis, including fundamental and technical analysis, and maintains a disciplined approach to risk management. Clients have the option to revoke investment discretion, and RoseCap does not accept performance-based fees. The firm's founder, Matthew H. Rosenberg, CPA, CFA, leads a team dedicated to providing high-quality investment management services. For additional details, clients are encouraged to review the full brochure or visit the SEC's website for more information.