The Marshall Financial Group LLC

The Marshall Financial Group LLC, established in May 2008 and registered with the SEC in December 2019, offers personalized financial services to individuals, businesses, and organizations. Led by Peter A. Marshall, the firm focuses on assessing client assets, risk tolerance, and financial goals to create tailored investment portfolios. Services include budgeting, education and retirement planning, legacy/estate planning, and investment analysis. The firm operates as a fiduciary, obligated to act in clients' best interests, providing prudent and loyal advice. With approximately $582.7 million in discretionary assets under management and $10.4 million in non-discretionary assets, the firm charges investment management fees up to 3% annually, with minimum fees disclosed in the Investment Management Agreement. Clients may impose restrictions on investments, and the firm offers Pontera services for asset monitoring. The firm does not charge performance-based fees and discloses potential risks associated with investments. Clients are provided with annual account reviews and proxy voting services. The Marshall Financial Group LLC does not maintain custody of client assets and recommends using Charles Schwab or PKS as custodians. The firm does not use soft dollars and offers both discretionary and non-discretionary advisory services. Clients have the option to opt into proxy voting services. The firm has not faced any material legal or disciplinary actions.