Brogan Financial

Brogan Financial, Inc. is an independent financial planning and investment management firm based in Knoxville, Tennessee. Established in 2001 and registered with the SEC since 2008, the firm is led by President and Chief Investment Officer Jim Brogan. Services offered include investment planning, income distribution planning, retirement planning, and estate planning. The firm acts as a fiduciary for retirement accounts, ensuring clients' best interests are prioritized. Brogan Financial manages over $533 million in assets, with a focus on tailored advice based on individual client objectives and risk profiles. Fees, up to 2.00% annually, are calculated based on the average daily balance in client accounts and are deducted directly from client investment accounts. The firm does not charge performance-based fees and does not participate in wrap fee programs. Investment strategies include fundamental securities analysis, with a wide range of investment options offered. Clients receive regular account reviews and written reports, ensuring transparency and accountability. The firm does not have custody of client funds beyond fee debiting purposes. Brogan Financial operates with full discretionary authority, allowing for efficient execution of investment recommendations, unless otherwise instructed by the client. The firm does not have automatic proxy voting authority for client securities. No material changes have been reported in the firm's operations as of March 31, 2025.