Davis & Seiley Wealth Management, Inc.

Davis and Seiley Wealth Management, Inc. (DSWM) is an investment advisory firm based in La Mesa, CA, specializing in asset management, financial planning, and retirement plan or investment review services. Established in 2006, the firm is owned by Marc Davis and Joe Seiley. DSWM manages assets totaling $191,394,938 as of March 4, 2022. The firm offers tailored investment advice through asset management services, constructing model portfolios based on clients' needs and preferences. Financial planning and consulting services cover various areas such as investment, retirement, estate, and tax planning. Retirement plan or investment reviews are available for a flat fee, customized based on the engagement's scope and complexity. Clients generally require a minimum of $250,000 in assets under management for the firm's services. DSWM charges fees based on a percentage of assets for asset management and flat or hourly fees for financial planning. The firm acts as a fiduciary, ensuring full disclosure and acting in clients' best interests. Clients have the option to place restrictions on investments, and DSWM does not charge performance-based fees. The firm does not have custody of client funds but accepts discretionary authority for asset management clients, allowing for tailored investment decisions within set parameters. Clients receive regular reports and can request updates on their accounts or financial plans. DSWM does not accept proxy authority for voting client securities and has no financial conditions impairing its ability to meet client commitments.