Top financial advisors in La Mesa, CA
We’ve curated a list of the best financial advisors in La Mesa, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$275,290,000
Number of advisors
3 advisors
| $275,290,000 | 3 advisors | |
| 2 |
Assets under management
$175,961,232
Number of advisors
5 advisors
| $175,961,232 | 5 advisors | |
| 3 |
Assets under management
$171,993,779
Number of advisors
3 advisors
| $171,993,779 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in La Mesa, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case La Mesa. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Petix & Botte Financial
Petix & Botte Financial is a registered investment adviser based in La Mesa, CA, owned by Andrew Williams and Vickie Petix. Established in 2014, the firm offers asset management services, creating tailored portfolios of various securities. They also provide financial planning and consulting services covering areas such as investment, retirement, estate, and tax planning. The firm may utilize LPL Financial-sponsored programs like Optimum Market Portfolios and Model Wealth Portfolios. For asset management, fees range from 0.85% to 2.00% annually based on assets under management. Financial planning services are charged hourly or with flat fees ranging from $500 to $3,000. The firm does not accept performance-based fees and acts as a fiduciary, committed to acting in the best interests of clients. Investment strategies include long-term purchases and margin transactions. Petix & Botte Financial does not accept proxy authority to vote client securities and does not provide financial information in the brochure due to financial stability. Clients receive quarterly account statements directly from custodians. The firm does not offer wrap fee programs and does not provide cash or non-cash compensation for client referrals. Petix & Botte Financial does not receive client brokerage commissions for research or services and does not allow client-directed brokerage.
$275,290,000 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesSelection Of Other AdvisersDavis & Seiley Wealth Management, Inc.
Davis and Seiley Wealth Management, Inc. (DSWM) is an investment advisory firm based in La Mesa, CA, specializing in asset management, financial planning, and retirement plan or investment review services. Established in 2006, the firm is owned by Marc Davis and Joe Seiley. DSWM manages assets totaling $191,394,938 as of March 4, 2022. The firm offers tailored investment advice through asset management services, constructing model portfolios based on clients' needs and preferences. Financial planning and consulting services cover various areas such as investment, retirement, estate, and tax planning. Retirement plan or investment reviews are available for a flat fee, customized based on the engagement's scope and complexity. Clients generally require a minimum of $250,000 in assets under management for the firm's services. DSWM charges fees based on a percentage of assets for asset management and flat or hourly fees for financial planning. The firm acts as a fiduciary, ensuring full disclosure and acting in clients' best interests. Clients have the option to place restrictions on investments, and DSWM does not charge performance-based fees. The firm does not have custody of client funds but accepts discretionary authority for asset management clients, allowing for tailored investment decisions within set parameters. Clients receive regular reports and can request updates on their accounts or financial plans. DSWM does not accept proxy authority for voting client securities and has no financial conditions impairing its ability to meet client commitments.
$175,961,232 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesBlue Summit Wealth Management
Blue Summit Wealth Management, established in January 2006, is a registered investment adviser based in San Diego, CA. The firm offers financial planning services tailored to individual needs, ranging from broad-based financial planning to consultative planning. Blue Summit Wealth Management may advise clients to engage in portfolio management services, creating a potential conflict of interest. The firm's investment philosophy includes the Blue Summit Experience, focusing on goal identification, financial analysis, and recommendations to meet long-term goals. Blue Summit Wealth Management primarily recommends mutual funds and ETFs for investment, with fees for portfolio management services capped at 1.5% annually. The firm does not charge performance-based fees or participate in side-by-side management. Clients include individuals, high net worth individuals, corporate accounts, and charitable institutions. Blue Summit Wealth Management exercises limited custody over client funds, with Pershing LLC recommended as a custodian. The firm does not vote proxies on behalf of clients and does not have any disciplinary information. Blue Summit Wealth Management's Code of Ethics emphasizes fiduciary duties, professional standards, and ethical conduct. The firm may earn referral fees from cash management solutions and retain third parties as solicitors. Clients are encouraged to review account statements for accuracy and consider IRA rollover options carefully.
$171,993,779 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in La Mesa, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case La Mesa. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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