Haussmann Financial Inc.

Haussmann Financial, Inc., led by Trudy D. Haussmann, was established in 1996 and specializes in investment advisory services. Trudy has a background in Political Science and Economics and has been in the financial industry since 1991. As a Registered Representative of LPL Financial LLC, clients have the option to work with her in that capacity as well. The firm operates independently from LPL Financial, offering asset management services and referrals to sub-advisers. Clients may receive advisory services from Trudy acting on behalf of both Haussmann Financial and LPL Financial. Trudy is a fiduciary, committed to acting in the best interests of her clients. She is also licensed to sell insurance and annuity products, receiving commissions for these sales. Additionally, she is an owner of Double H Properties, LLC, an outside business activity that occupies less than 5% of her workweek. Trudy receives economic benefits from product sponsors, which may influence her judgment. As the Chief Compliance Officer, Trudy oversees the firm's activities and services, with investment accounts reviewed as frequently as weekly. She has a clean disciplinary record and has not been involved in any arbitration awards or civil proceedings. Clients are encouraged to review disclosure brochures for both Haussmann Financial and LPL Financial to understand the services provided and fees charged.