Top financial advisors in Lake Forest, CA
We've curated a list of the best financial advisors in Lake Forest, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $771,888,520 Number of advisors 8 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Lake Forest, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Lake Forest. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Haussmann Financial Inc.
Haussmann Financial, Inc., led by Trudy D. Haussmann, was established in 1996 and specializes in investment advisory services. Trudy has a background in Political Science and Economics and has been in the financial industry since 1991. As a Registered Representative of LPL Financial LLC, clients have the option to work with her in that capacity as well. The firm operates independently from LPL Financial, offering asset management services and referrals to sub-advisers. Clients may receive advisory services from Trudy acting on behalf of both Haussmann Financial and LPL Financial. Trudy is a fiduciary, committed to acting in the best interests of her clients. She is also licensed to sell insurance and annuity products, receiving commissions for these sales. Additionally, she is an owner of Double H Properties, LLC, an outside business activity that occupies less than 5% of her workweek. Trudy receives economic benefits from product sponsors, which may influence her judgment. As the Chief Compliance Officer, Trudy oversees the firm's activities and services, with investment accounts reviewed as frequently as weekly. She has a clean disciplinary record and has not been involved in any arbitration awards or civil proceedings. Clients are encouraged to review disclosure brochures for both Haussmann Financial and LPL Financial to understand the services provided and fees charged.
$771,888,520 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Lake Forest, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Lake Forest. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Top advisors in California
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