Briggs Advisory Group, Inc.

Briggs Advisory Group, Inc., established in 2018, is a registered investment adviser offering wealth management services such as investment management, financial planning, and retirement plan services. The firm manages portfolios on a discretionary basis, focusing on individual, retirement, trust, and small business accounts. Investment strategies are based on Modern Portfolio Theory, emphasizing diversified portfolios using mutual funds and ETFs. Briggs may also manage fixed income portfolios through a third-party sub-advisor. Clients receive personalized Investment Policy Statements aligning with their goals. The firm charges fees based on a tiered schedule, with a minimum annual fee of $7,500 for wealth management services. For retirement plans, fees are based on a percentage of assets managed. Briggs does not charge performance-based fees and acts as a fiduciary, putting clients' interests first. Clients have investment discretion, with the ability to impose restrictions. Briggs does not vote proxies on behalf of clients and does not participate in legal proceedings involving client securities. The firm maintains a Code of Ethics, ensuring ethical conduct and supervising personal securities transactions. Briggs does not have any disciplinary history and has no financial commitments affecting client obligations.