Wambolt & Associates, LLC

Wambolt & Associates, LLC is a financial advisory firm based in Littleton, Colorado, founded in 1986 and operating independently as a registered investment adviser since 2010. The firm specializes in providing a range of investment advisory services to individuals and various client types. As a fiduciary, Wambolt & Associates is committed to acting in the best interest of clients. The firm offers services such as Asset Management, Comprehensive Wealth Management, and Financial Planning & Consulting. For Asset Management and Comprehensive Wealth Management clients, the firm charges annual advisory fees based on a tiered fee schedule. Clients have the option to place restrictions on their investments. Wambolt & Associates manages over $586 million in discretionary assets as of December 31, 2014. The firm does not charge performance-based fees and does not engage in side-by-side management. Clients have the opportunity to direct brokerage outside the firm's recommendation, but this may result in higher costs. The firm recommends the use of Charles Schwab & Co., Inc. and Fidelity Brokerage Services as custodians. Wambolt & Associates does not accept proxy authority to vote client securities. The firm does not receive soft dollars in excess of what is allowed by regulations. Wambolt & Associates does not have any disciplinary events, financial conditions impairing obligations, or bankruptcy history. The firm does not require prepayment exceeding $1,200, ensuring transparency and integrity in its financial practices.