Aegis Wealth Management, LLC

Aegis Wealth Management, LLC, established in 2015 and based in Maitland, Florida, is a registered investment adviser with the SEC. The firm offers asset management services on both discretionary and non-discretionary bases, tailoring services to individual clients based on their financial goals and risk tolerance. Aegis may provide specific financial advice, manage employee contribution retirement plans, and offer consulting services for various life events. The firm acts as a fiduciary under ERISA for retirement plans, ensuring advice is in the client's best interest. Aegis charges an annual fee up to 1% of assets under management, billed quarterly, and may negotiate fees based on client needs. The firm does not have a minimum account size and may recommend IRA rollovers, disclosing potential conflicts of interest. Aegis does not charge performance-based fees and provides services to individuals, high net worth individuals, and employee contribution plans. Investment strategies focus on long-term value, with portfolios based on Modern Portfolio Theory and diversified for risk management. The firm reviews client accounts quarterly, with no reportable disciplinary events. Aegis does not engage solicitors for client referrals and does not have custody of client funds. Clients receive account statements from custodians quarterly, and the firm does not accept authority to vote client securities. Aegis operates under a Code of Ethics and has not been subject to bankruptcy in the past ten years.