Dorman Financial Management, P.a.

Dorman Financial Management, P.A. is a Registered Investment Adviser based in Maitland, Florida, established in 2002 by principal owner James Dorman. The firm offers personalized Portfolio Management Services and Financial Planning and Consulting Services to individuals and various entities. For portfolio management, clients can opt for discretionary or non-discretionary services, with fees ranging from 0.4% to 2.0% annually, billed quarterly based on account value. The firm may combine family members' account values to determine applicable fees. Financial planning services are offered at a fixed fee of $1,000 to $5,000, payable in advance and upon completion. Dorman Financial Management primarily advises on mutual funds but may also recommend other securities. The firm acts as a fiduciary for retirement accounts, ensuring recommendations are in clients' best interests. As of December 31, 2024, the firm manages $146,076,260 in client assets on a discretionary basis. Dorman Financial Management does not accept performance-based fees, participates in side-by-side management, or receives compensation for client referrals. The firm uses Charles Schwab & Co., Inc. as the primary custodian, offering institutional capabilities for trade execution and custody services. Clients receive quarterly account statements and trade confirmations. The firm does not vote proxies on behalf of clients and maintains strict privacy policies to protect clients' information. In case of trade errors, corrective actions are taken, and any profits from errors are donated to charity. The firm does not handle class action lawsuits on behalf of clients but forwards relevant documents if received.