Soho Financial Services LLC

SoHo Financial Services LLC, established in 2007, is a state-registered investment adviser based in California. The firm offers investment supervisory services, including individual portfolio management and model portfolio management. Clients receive continuous advice tailored to their needs, with accounts managed on a discretionary basis. Investment recommendations cover various securities, and clients can impose restrictions on investments. The firm manages assets totaling $1.2 million as of 12/31/2021. For investment supervisory services, the annual fee is 1.50% for the first $1 million of assets under management and 1.00% for amounts thereafter, with a minimum account size of $1,000,000. Fees can be billed in advance or arrears, and negotiation is possible based on client circumstances. The firm does not charge performance-based fees and acts as a fiduciary, prioritizing clients' interests. SoHo Financial Services LLC does not vote on client securities or offer proxy voting assistance. The firm does not have custody of client accounts but has safeguards in place for fee deductions. The principal shareholders are Frank T. Troise and Marion M. Braswell, with detailed educational and business backgrounds provided. The firm's management personnel have no reportable disciplinary events. SoHo Financial Services LLC does not receive soft dollar benefits and does not vote on client securities.