Top financial advisors in Montecito, CA
We’ve curated a list of the best financial advisors in Montecito, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$1,300,000
Number of advisors
2 advisors
| $1,300,000 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Montecito, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Montecito. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Soho Financial Services LLC
SoHo Financial Services LLC, established in 2007, is a state-registered investment adviser based in California. The firm offers investment supervisory services, including individual portfolio management and model portfolio management. Clients receive continuous advice tailored to their needs, with accounts managed on a discretionary basis. Investment recommendations cover various securities, and clients can impose restrictions on investments. The firm manages assets totaling $1.2 million as of 12/31/2021. For investment supervisory services, the annual fee is 1.50% for the first $1 million of assets under management and 1.00% for amounts thereafter, with a minimum account size of $1,000,000. Fees can be billed in advance or arrears, and negotiation is possible based on client circumstances. The firm does not charge performance-based fees and acts as a fiduciary, prioritizing clients' interests. SoHo Financial Services LLC does not vote on client securities or offer proxy voting assistance. The firm does not have custody of client accounts but has safeguards in place for fee deductions. The principal shareholders are Frank T. Troise and Marion M. Braswell, with detailed educational and business backgrounds provided. The firm's management personnel have no reportable disciplinary events. SoHo Financial Services LLC does not receive soft dollar benefits and does not vote on client securities.
$1,300,000 under management
2 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Financial Consulting Services
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Montecito, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Montecito. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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