Stage Harbor Financial

Stage Harbor Financial, LLC is a registered investment advisor established in February 2018 and based in Westwood, MA. The firm offers financial planning, consulting, and investment management services to individuals, high net worth individuals, trusts, estates, businesses, and retirement plans. Clients enter into agreements with Stage Harbor, which serves as a fiduciary, acting in the best interests of clients. The firm primarily allocates client assets among mutual funds, ETFs, debt securities, and independent investment managers. Stage Harbor may also manage assets in retirement accounts and offers wealth management services tailored to individual client needs. The firm charges an annual fee based on assets under management, with a tiered fee schedule. As of December 31, 2024, Stage Harbor manages $972,886,954 in client assets on a discretionary basis. The firm does not charge performance-based fees, participates in soft dollar programs, or receive compensation for securities transactions. Clients are encouraged to review account statements and reports provided by the custodian and Stage Harbor. The firm has not had any disciplinary events and provides a detailed Code of Ethics for its supervised persons. Clients are responsible for voting on securities unless they assign proxy voting responsibilities to Stage Harbor.