Certuity, LLC

Certuity, LLC is an SEC registered investment adviser providing investment advisory, legacy planning, family office, and investment consulting services to high to ultra-high net worth individuals, families, business owners, trusts, and institutions. The firm manages $3.64 billion in regulatory assets under management, with $2.39 billion managed on a discretionary basis. Certuity offers family office services, investment consulting, and financial planning strategies tailored to clients' needs. The firm acts as a fiduciary, obligated to act in clients' best interests, and charges annual asset-based fees typically between 0.30% and 1.50%. Certuity does not provide services for performance-based fees and does not have any disciplinary disclosures. The firm exercises investment discretion for clients with authority granted through a limited power-of-attorney. Certuity does not vote client securities proxies but assists with class action claims upon client request. The firm has implemented safeguards for client assets held in custody and does not require prepayment of fees exceeding $1,200. Certuity's Code of Ethics emphasizes integrity, competence, and ethical conduct in serving clients. Clients are encouraged to promptly notify Certuity of any changes in their financial situation or investment objectives.