Ak Global Asset Management, LLC

AK Global Asset Management, LLC is a registered investment adviser based in Oakland, California, providing personalized investment advisory services since 2005. The firm offers discretionary and non-discretionary portfolio management services tailored to meet clients' needs and investment objectives. For discretionary accounts, clients grant the firm authority to manage their accounts, including determining specific securities to be bought or sold without prior approval. Fees for portfolio management services are based on a percentage of assets managed, with fees billed quarterly in arrears. The firm primarily advises on equity securities, mutual funds, and exchange-traded funds, with a minimum account size requirement of $250,000, which may be waived based on client potential. AK Global Asset Management does not participate in wrap fee programs, performance-based fees, or side-by-side management. The firm's investment strategies include charting analysis, fundamental analysis, technical analysis, cyclical analysis, long-term and short-term purchases, short sales, margin transactions, and option writing. Clients are advised to consult with a tax professional for tax implications. The firm does not have any reportable disciplinary information and does not engage in other financial industry activities or affiliations. Antonio Shui Wai Kwok and Antonio Ho-Shing Kwan are the principal owners of the firm. Antonio Shui Wai Kwok serves as the Chief Compliance Officer and Chief Investment Officer, while Antonio Ho-Shing Kwan is the Operations Manager. Cecilia Suk Fun Lau Kwok is also listed as a principal owner. The firm does not have any reportable arbitration claims, civil, self-regulatory organization, or administrative proceedings. Antonio Shui Wai Kwok and Antonio Ho-Shing Kwan have educational backgrounds in economics, mathematics, and business administration, with extensive experience in the financial industry. Antonio Shui Wai Kwok previously worked as a Branch Manager and Vice President at Charles Schwab & Co., Inc., while Antonio Ho-Shing Kwan served as a Financial Consultant at the same firm. The firm's Chief Compliance Officer is responsible for supervising the firm's activities. AK Global Asset Management, LLC emphasizes client privacy and maintains physical and procedural safeguards to protect clients' nonpublic personal information. Trade errors are promptly addressed, and corrective actions are taken to restore accounts to their intended positions. The firm does not vote proxies on behalf of clients but may offer advice on corporate actions and proxy voting rights at clients' requests. Antonio Shui Wai Kwok and Antonio Ho-Shing Kwan do not receive additional compensation for providing advisory services beyond the fees received through the firm. The firm's brochure supplements provide detailed information about the educational backgrounds and business experiences of the principal owners. Clients are encouraged to consult the firm's Chief Compliance Officer for any inquiries or concerns.