Top 10 financial advisors in Oakland, CA

We've curated a list of the best financial advisors in Oakland, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $1,151,563,930 Number of advisors 14 advisors	$1,151,563,930	14 advisors
2	Assets under management $875,939,408 Number of advisors 22 advisors	$875,939,408	22 advisors
3	Assets under management $530,101,290 Number of advisors 11 advisors	$530,101,290	11 advisors
4	Assets under management $507,587,809 Number of advisors 4 advisors	$507,587,809	4 advisors
5	Assets under management $417,668,972 Number of advisors 4 advisors	$417,668,972	4 advisors
6	Assets under management $213,304,935 Number of advisors 7 advisors	$213,304,935	7 advisors
7	Assets under management $118,129,861 Number of advisors 36 advisors	$118,129,861	36 advisors
8	Assets under management $103,844,000 Number of advisors 3 advisors	$103,844,000	3 advisors
9	Assets under management $82,675,205 Number of advisors 6 advisors	$82,675,205	6 advisors
10	Assets under management $55,005,524 Number of advisors 2 advisors	$55,005,524	2 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in Oakland, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Btr Capital Management Inc
BTR Capital Management, Inc. is an SEC-registered investment adviser founded in 1989 by Lewis Katcher and Stephen Yeatman. The firm specializes in fee-based discretionary asset management for individuals, foundations, conservatorships, IRAs, and retirement plans. BTR's investment style is conservative and value-based, focusing on long-term investments in equities, balanced, and fixed income accounts. The firm's team of professionals, including Lewis Katcher, John Stratton, Jonathan Butler, Mark Keeling, and others, hold various designations such as Chartered Financial Analyst (CFA) and Certified Public Accountant (CPA). BTR manages assets totaling approximately $1.1 billion as of December 31, 2021, all on a discretionary basis. The firm charges management fees based on a percentage of assets under management, with minimum annual fees ranging from $10,000 to $20,000 depending on the account size. BTR does not participate in wrap fee programs but may receive a portion of the wrap fee for its services under certain arrangements. Clients of BTR have the option to impose restrictions on investing in certain securities based on their values or beliefs. The firm operates under a fiduciary duty, acting in the best interests of clients and avoiding conflicts of interest. BTR's investment philosophy focuses on risk management at various levels, including fundamental philosophy, firm structure, information systems, portfolio management, and individual positions. BTR's team of professionals, led by John Stratton, ensures compliance with the firm's Code of Ethics, which emphasizes client interests, honesty, integrity, and professionalism. The firm does not engage in any other financial industry activities or affiliations and does not receive compensation for the sale of securities or investment products. BTR's investment professionals are dedicated to providing high-quality service and achieving clients' financial goals through a disciplined and client-focused approach.
$1,151,563,930 under management
14 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Liberty Wealth Management, LLC
Liberty Wealth Management, LLC is a financial advisory firm based in Oakland, California. It currently has approximately $875,939,408 of assets under management and employs about 22 people. Liberty Wealth Management, LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and solicitor - third-party management program.
$875,939,408 under management
22 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SOLICITOR - THIRD-PARTY MANAGEMENT PROGRAM
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Solicitors - Third-party Marketer Program
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Bell Investment Advisors Inc
Bell Investment Advisors, Inc. (BIA) is a California corporation specializing in investment management, financial planning, and consultation services since 1991. Founded by James F. Bell and Forrest R. Bell, the firm offers separately managed client accounts tailored to individual financial circumstances and objectives. BIA's services include financial goal setting, risk assessment, asset allocation, and securities management. Clients have discretion over their investments, with the firm emphasizing long-term strategies. Minimum initial investment is subject to account size, with a $6,000 annual fee minimum. BIA acts as a fiduciary, prioritizing clients' best interests and not receiving commissions on investment products. Fees are based on a percentage of assets under management, with additional charges for financial planning services starting at $10,000. BIA recommends Charles Schwab as a custodian and executing broker, providing access to institutional services. The firm does not engage in performance-based fees, soft dollar arrangements, or block trading. Clients include individuals, trusts, pension plans, and charitable foundations, with a minimum asset value of $750,000. BIA's investment strategies focus on no-load mutual funds and ETFs, with risk management strategies in place to address market fluctuations and client needs. The firm does not vote on client securities and maintains financial stability without adverse conditions.
$530,101,290 under management
11 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Career Counseling
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Brooker Wealth Management
Brooker Wealth Management is an SEC registered investment advisor that offers investment management and financial planning services. The firm was established in 19831 and has assets under management of $592,401,793 as of December 31, 2024. The firm provides discretionary investment management services, including financial goal setting, risk assessment, and strategic asset allocation. Brooker Wealth focuses on no-load mutual funds, ETFs, domestic bonds, certificates of deposit, and U.S. government securities for client portfolios. Clients have the option to place investment restrictions on their accounts. The firm acts as a fiduciary when providing investment advice, ensuring that clients' best interests are prioritized. Brooker Wealth charges management fees based on a percentage of the market value of investments held in client accounts. The fee structure ranges from 0.75% for accounts up to $2,000,000 to 0.25% for accounts above $10,000,000. The firm does not charge performance-based fees to avoid conflicts of interest. Clients have investment discretion over their accounts, allowing Brooker Wealth to make investment decisions based on individual financial circumstances and objectives. The firm's investment strategy emphasizes strategic asset allocation and diversification among various asset classes. Brooker Wealth's professional staff, including Joseph A. Wells, Robert J. Wells, Daniel K. Beatty, Samson K. Chan, Andrew M. Nevin, Scott P. Kelley, and Nolan M. Parker, are experienced and hold relevant certifications such as CFA and CFP. The firm's fee structure, fiduciary status, investment strategy, and professional team make it a reputable choice for individuals seeking personalized investment management and financial planning services.
$507,587,809 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
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Dhr Investment Counsel Ltd
DHR Investment Counsel, Ltd is a registered investment advisor founded in January 1998 and based in Oakland, CA. The firm, owned and operated by Davis H. Riemer and Louise Rothman-Riemer, offers investment advisory services to individuals, high net worth individuals, trusts, estates, retirement plans, and charitable organizations. DHR acts as a fiduciary, upholding a duty of loyalty, fairness, and good faith towards each client. The firm provides wealth management services, including investment management services utilizing mutual funds, exchange-traded funds, individual stocks, and bonds. DHR primarily employs fundamental analysis in developing investment strategies and focuses on long-term investment goals. The firm's fee structure for wealth management services is based on a percentage of assets under management, with an initial start-up fee of up to $5,000. DHR does not charge performance-based fees and does not manage proprietary investment funds. The firm does not receive compensation for securities transactions and does not participate in soft dollar programs. DHR recommends Charles Schwab & Co., Inc. as a custodian for client accounts and does not engage in directed brokerage. Clients are encouraged to review statements provided by the custodian and compare them to reports from DHR to ensure accuracy. DHR has a privacy policy in place to protect clients' personal information and does not sell such information to third parties. Clients have the right to limit the sharing of their personal information for marketing purposes.
$417,668,972 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
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Ginsburg Financial Advisors
Ginsburg Financial Advisors is a financial advisory firm based in Oakland, California. It currently has approximately $213,304,935 of assets under management and employs about 7 people. Ginsburg Financial Advisors uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$213,304,935 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Publication Of Periodicals Or Newsletters
Expert Witness Service
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Infinity Financial Services Advisory
Infinity Financial Services Advisory, operated by Gilbert Greg RIA, LLC, offers portfolio management services through a wrap fee program. The firm charges management fees ranging from 0.25% to 2.50% based on total assets under management, with a minimum fee of 25 basis points per year. Clients can terminate the Investment Advisory Contract with written notice and may receive a prorated refund if fees were paid in advance. The firm does not charge higher advisory fees based on trading activity and covers transaction fees using collected advisory fees. IFSA provides ongoing portfolio management services tailored to individual client goals, risk tolerance, and time horizon. The firm may request discretionary authority from clients to select securities and execute transactions without prior permission. Investment strategies include long-term investing, short-term trading, options trading, and investments in complex products. Clients are allowed to impose restrictions on certain securities based on personal values or beliefs. The firm's methods of analysis include charting, fundamental analysis, technical analysis, cyclical analysis, quantitative analysis, and modern portfolio theory. IFSA does not accept performance-based fees and acts as a fiduciary, always prioritizing clients' best interests. Clients have access to monthly account statements and performance reports. The firm discloses potential conflicts of interest related to compensation for recommending commissionable products and services. IFSA participates in the institutional advisor program offered by Charles Schwab, receiving benefits such as research tools, consulting services, and discounts on various services. The firm does not compensate non-advisory personnel for client referrals.
$118,129,861 under management
36 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
See full profile
Sasser Investment Management, Inc.
Sasser Investment Management, Inc. is an Oakland-based firm established in 1996, offering personalized investment advisory services to individuals, pension plans, trusts, and small businesses. The firm operates on a fee-only basis, focusing on investment management and financial planning, without selling commissioned products. Clients have discretion over their accounts, with a minimum account size of $200,000. The firm's investment strategies include long-term purchases, short-term purchases, and trading, tailored to individual client objectives and risk tolerance. The firm's fee structure is based on a percentage of assets under management, with fees billed quarterly in arrears. Sasser Investment Management, Inc. does not charge performance-based fees or share in capital gains. The firm's investment analysis primarily employs fundamental analysis, with a focus on risk management to address potential investment risks such as interest-rate, market, and liquidity risks. Principal owners Bradley D. Sasser, CFA, and Thomas J. Lonzo oversee the firm's operations, ensuring compliance with industry standards and ethical practices. The firm's business continuity plan outlines procedures for mitigating potential disruptions, while its information security program safeguards client data. Clients receive regular performance reports and account statements, with transparency regarding fees, compensation, and potential conflicts of interest. The firm's advisors hold professional certifications such as the CFA designation, demonstrating expertise in investment management. Sasser Investment Management, Inc. maintains a commitment to client confidentiality and regulatory compliance, providing clients with comprehensive financial services tailored to their individual needs.
$103,844,000 under management
3 advisors
Fee structure
A percentage of assets under your management
3RD PARTY COMPENSATION IS RECEIVED FOR TRUST DEED INVESTMENTS.
Services offered
Portfolio Management For Individuals And/or Small Businesses
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Carbon Collective Investing, LLC
Carbon Collective Investing, LLC is a financial advisory firm based in Oakland, California. It currently has approximately $82,675,205 of assets under management and employs about 6 people. Carbon Collective Investing, LLC uses a fee structure of a percentage of assets under your management and fixed fees.
$82,675,205 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
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Ak Global Asset Management, LLC
AK Global Asset Management, LLC is a registered investment adviser based in Oakland, California, providing personalized investment advisory services since 2005. The firm offers discretionary and non-discretionary portfolio management services tailored to meet clients' needs and investment objectives. For discretionary accounts, clients grant the firm authority to manage their accounts, including determining specific securities to be bought or sold without prior approval. Fees for portfolio management services are based on a percentage of assets managed, with fees billed quarterly in arrears. The firm primarily advises on equity securities, mutual funds, and exchange-traded funds, with a minimum account size requirement of $250,000, which may be waived based on client potential. AK Global Asset Management does not participate in wrap fee programs, performance-based fees, or side-by-side management. The firm's investment strategies include charting analysis, fundamental analysis, technical analysis, cyclical analysis, long-term and short-term purchases, short sales, margin transactions, and option writing. Clients are advised to consult with a tax professional for tax implications. The firm does not have any reportable disciplinary information and does not engage in other financial industry activities or affiliations. Antonio Shui Wai Kwok and Antonio Ho-Shing Kwan are the principal owners of the firm. Antonio Shui Wai Kwok serves as the Chief Compliance Officer and Chief Investment Officer, while Antonio Ho-Shing Kwan is the Operations Manager. Cecilia Suk Fun Lau Kwok is also listed as a principal owner. The firm does not have any reportable arbitration claims, civil, self-regulatory organization, or administrative proceedings. Antonio Shui Wai Kwok and Antonio Ho-Shing Kwan have educational backgrounds in economics, mathematics, and business administration, with extensive experience in the financial industry. Antonio Shui Wai Kwok previously worked as a Branch Manager and Vice President at Charles Schwab & Co., Inc., while Antonio Ho-Shing Kwan served as a Financial Consultant at the same firm. The firm's Chief Compliance Officer is responsible for supervising the firm's activities. AK Global Asset Management, LLC emphasizes client privacy and maintains physical and procedural safeguards to protect clients' nonpublic personal information. Trade errors are promptly addressed, and corrective actions are taken to restore accounts to their intended positions. The firm does not vote proxies on behalf of clients but may offer advice on corporate actions and proxy voting rights at clients' requests. Antonio Shui Wai Kwok and Antonio Ho-Shing Kwan do not receive additional compensation for providing advisory services beyond the fees received through the firm. The firm's brochure supplements provide detailed information about the educational backgrounds and business experiences of the principal owners. Clients are encouraged to consult the firm's Chief Compliance Officer for any inquiries or concerns.
$55,005,524 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
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Top advisors in California

Alameda Alamo Aliso Viejo Anaheim Auburn Bakersfield Berkeley Beverly Hills Brea Burbank Burlingame Calabasas Camarillo Campbell Carlsbad Carmel Century City Chico Claremont Clayton Concord Corona Corona Del Mar Coronado Corte Madera Costa Mesa Culver City Cupertino Cypress Daly City Dana Point Danville Davis Del Mar Diamond Bar East Palo Alto El Dorado Hills El Segundo Encinitas Escondido Fairfield Folsom Foster City Fremont Fresno Fullerton Glendale Goleta Granite Bay Grass Valley Huntington Beach Indian Wells Irvine Lafayette Laguna Beach Laguna Hills Laguna Niguel Lake Forest La Mesa Larkspur Livermore Lodi Long Beach Los Altos Los Angeles Los Gatos Manhattan Beach Marina Del Rey Menlo Park Mill Valley Modesto Montecito Monterey Moorpark Morgan Hill Mountain View Murrieta Napa Newport Beach North Hollywood Novato Ontario Orange Orinda Palm Desert Palo Alto Palos Verdes Estates Pasadena Petaluma Piedmont Placentia Playa Vista Pleasant Hill Pleasanton Point Richmond Portola Valley Rancho Santa Fe Redding Redlands Redondo Beach Redwood City Redwood Shores Ripon Riverside Rocklin Rolling Hills Rolling Hills Est.Roseville Sacramento Sam Ramon San Bernardino San Clemente San Diego San Francisco San Jose San Juan Capistrano San Luis Obispo San Marino San Mateo San Rafael San Ramon Santa Ana Santa Barbara Santa Clara Santa Monica Santa Rosa Saratoga Sausalito Seal Beach Sebastopol Sherman Oaks Simi Valley Solana Beach Sonoma South Coast Metro South Pasadena South San Francisco Stockton Studio City Temecula Thousand Oaks Tiburon Torrance Tustin Walnut Creek Watsonville West Hollywood Westlake Village Whittier Woodland Hills Yorba Linda

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